Filed October 11, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $249,395 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 34-1479833 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $508,344 | $88,515+474.3% | $162,163+213.5% | $67,579+652.2% |
| Participation rate | 99.4% | 86.8%+12.6pp | 87.6%+11.9pp | 71.3%+28.2pp |
| Annual return | 19.62% | 27.04%-7.4pp | 115.59%-96.0pp | 378.56%-358.9pp |
| Employer contribution / active EE | $18,797 | $3,563+427.5% | $5,614+234.8% | $2,148+775.2% |
| Participant deferral / active EE | $10,786 | $5,724+88.4% | $7,298+47.8% | $3,539+204.8% |
| Admin fee / account holder | $275 | $124+122.6% | $10,843-97.5% | $142+93.5% |