Filed October 11, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 10 · EIN 43-1947695 | Accounting | $16,500 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $6,630 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $408,127 | $71,802+468.4% | $133,980+204.6% | $57,658+607.8% |
| Participation rate | 99.2% | 85.5%+13.8pp | 87.1%+12.2pp | 70.2%+29.0pp |
| Annual return | 9.68% | 13.51%-3.8pp | 29.30%-19.6pp | 5.13%+4.6pp |
| Employer contribution / active EE | $19,219 | $3,161+507.9% | $5,211+268.8% | $1,974+873.7% |
| Participant deferral / active EE | $10,812 | $4,606+134.7% | $6,282+72.1% | $3,061+253.3% |
| Admin fee / account holder | $27 | $88-68.8% | $9,324-99.7% | $95-71.0% |