Filed March 7, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 26 · EIN 04-3638035 | Advisory (Participants) | $69,761 |
CARON & BLETZER, PLLC4 years Filed as: CARON & BLETZER PLLC Service code 10 · EIN 04-3499945 | Accounting | $17,500 |
GOLDMAN SACHS1 year Filed as: GOLDMAN SACHS ASSET MANAGEMENT LP Service code 27 · EIN 13-3575636 | Advisory (Plan) | $14,597 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | -$20,115 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $328,276 | $110,299+197.6% | $102,423+220.5% | $199,593+64.5% |
| Participation rate | 98.9% | 86.3%+12.6pp | 76.5%+22.4pp | 72.0%+26.9pp |
| Annual return | 17.77% | 35.73%-18.0pp | 29.32%-11.6pp | 34.25%-16.5pp |
| Employer contribution / active EE | $4,392 | $3,603+21.9% | $3,023+45.3% | $3,034+44.8% |
| Participant deferral / active EE | $18,980 | $6,376+197.7% | $5,053+275.6% | $5,087+273.1% |
| Admin fee / account holder | $179 | $122+46.7% | $9,451-98.1% | $269-33.3% |