Filed March 7, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROCATON INVESTMENT ADVISORS LLC Service code 26 · EIN 04-3638035 | Advisory (Participants) | $122,907 |
CARON & BLETZER, PLLC3 years Filed as: CARON & BLETZER PLLC Service code 10 · EIN 04-3499945 | Accounting | $16,500 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$291,894 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $279,354 | $104,697+166.8% | $96,544+189.4% | $80,160+248.5% |
| Participation rate | 98.4% | 86.4%+12.0pp | 76.0%+22.4pp | 72.9%+25.4pp |
| Annual return | 21.67% | 21.78%-0.1pp | 25.84%-4.2pp | 40.38%-18.7pp |
| Employer contribution / active EE | $4,813 | $3,536+36.1% | $2,965+62.3% | $2,978+61.6% |
| Participant deferral / active EE | $18,723 | $6,188+202.6% | $4,851+286.0% | $5,017+273.2% |
| Admin fee / account holder | $193 | $107+80.5% | $8,252-97.7% | $145+32.9% |