Filed March 20, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $45,015 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $38,608 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,196 | $128,603-10.4% | $197,124-41.6% | $67,986+69.4% |
| Participation rate | 87.1% | 81.7%+5.4pp | 86.7%+0.4pp | 57.2%+29.9pp |
| Annual return | 16.48% | 23.77%-7.3pp | 44.34%-27.9pp | 31.67%-15.2pp |
| Employer contribution / active EE | $5,991 | $4,379+36.8% | $6,227-3.8% | $2,019+196.8% |
| Participant deferral / active EE | $5,720 | $6,840-16.4% | $9,135-37.4% | $3,358+70.3% |
| Admin fee / account holder | $504 | $3,035-83.4% | $16,298-96.9% | $3,203-84.3% |