Filed May 28, 2026 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $24,025 |
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $23,957 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,945 | $60,323-3.9% | $81,812-29.2% | $74,495-22.2% |
| Participation rate | 67.5% | 62.9%+4.7pp | 72.3%-4.8pp | 67.2%+0.3pp |
| Annual return | 8.72% | 16.90%-8.2pp | 773.79%-765.1pp | 1364.94%-1356.2pp |
| Employer contribution / active EE | $2,251 | $2,620-14.1% | $2,912-22.7% | $2,623-14.2% |
| Participant deferral / active EE | $3,646 | $3,387+7.6% | $4,319-15.6% | $4,346-16.1% |
| Admin fee / account holder | $470 | $1,486-68.3% | $7,386-93.6% | $1,942-75.8% |