Filed May 28, 2026 (most recent of 2 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC9+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $29,893 |
PRINCIPAL LIFE INSURANCE COMPANY9+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $21,805 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,620 | $58,264-6.3% | $86,612-36.9% | $71,457-23.6% |
| Participation rate | 69.3% | 65.0%+4.3pp | 71.7%-2.4pp | 67.9%+1.4pp |
| Annual return | 14.25% | 21.63%-7.4pp | 591.07%-576.8pp | 28.85%-14.6pp |
| Employer contribution / active EE | $2,224 | $2,574-13.6% | $3,022-26.4% | $2,588-14.0% |
| Participant deferral / active EE | $3,686 | $3,436+7.3% | $4,438-16.9% | $4,289-14.1% |
| Admin fee / account holder | $414 | $1,057-60.8% | $5,614-92.6% | $1,587-73.9% |