Filed May 28, 2026 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $34,773 |
UBS FINANCIAL SERVICES INC4+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $19,136 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,618 | $44,873-16.2% | $79,467-52.7% | $56,289-33.2% |
| Participation rate | 66.3% | 68.7%-2.4pp | 73.3%-7.0pp | 69.9%-3.5pp |
| Annual return | -5.97% | 0.81%-6.8pp | 718.30%-724.3pp | -9.96%+4.0pp |
| Employer contribution / active EE | $1,765 | $2,140-17.5% | $2,800-37.0% | $2,111-16.4% |
| Participant deferral / active EE | $3,194 | $2,746+16.3% | $3,704-13.8% | $3,350-4.7% |
| Admin fee / account holder | $344 | $418-17.7% | $5,104-93.3% | $521-33.9% |