Filed May 28, 2026 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $45,523 |
UBS FINANCIAL SERVICES INC7+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $24,366 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,478 | $63,768-13.0% | $98,506-43.7% | $79,389-30.1% |
| Participation rate | 61.4% | 69.9%-8.5pp | 73.3%-11.9pp | 70.7%-9.3pp |
| Annual return | 11.01% | 626.18%-615.2pp | 1494.92%-1483.9pp | 116.89%-105.9pp |
| Employer contribution / active EE | $1,698 | $2,558-33.6% | $2,961-42.7% | $2,428-30.1% |
| Participant deferral / active EE | $2,917 | $3,305-11.7% | $4,277-31.8% | $4,046-27.9% |
| Admin fee / account holder | $446 | $516-13.5% | $5,955-92.5% | $626-28.8% |