Filed October 17, 2014
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 80 STATE STREET 12TH FL · ALBANY, NY 12207 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $222,750 | $71,666+210.8% | $117,861+89.0% | $69,634+219.9% |
| Participation rate | 99.0% | 77.5%+21.5pp | 79.7%+19.3pp | 70.7%+28.3pp |
| Annual return | 4.46% | 18.86%-14.4pp | 335.11%-330.6pp | 27572.26%-27567.8pp |
| Employer contribution / active EE | $9,227 | $1,889+388.5% | $3,786+143.7% | $2,032+354.0% |
| Participant deferral / active EE | $0 | $3,340-100.0% | $4,482-100.0% | $3,224-100.0% |
| Admin fee / account holder | $0 | $120-99.6% | $8,021-100.0% | $110-99.6% |