Filed October 17, 2014
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 80 STATE STREET 12TH FL · ALBANY, NY 12207 | Recordkeeping | $0 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $319,978 | $86,225+271.1% | $146,649+118.2% | $86,828+268.5% |
| Participation rate | 99.3% | 78.0%+21.3pp | 80.1%+19.2pp | 72.3%+27.0pp |
| Annual return | 14.44% | 31.23%-16.8pp | 22.75%-8.3pp | 97.95%-83.5pp |
| Employer contribution / active EE | $13,301 | $2,392+456.0% | $4,137+221.5% | $2,406+452.8% |
| Participant deferral / active EE | $0 | $4,245-100.0% | $5,506-100.0% | $4,132-100.0% |
| Admin fee / account holder | $1 | $195-99.7% | $10,281-100.0% | $170-99.6% |