Filed October 17, 2014
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY8+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 80 STATE STREET 12TH FL · ALBANY, NY 12207 | Recordkeeping | $0 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $339,766 | $91,406+271.7% | $130,070+161.2% | $74,478+356.2% |
| Participation rate | 99.7% | 77.8%+21.8pp | 78.5%+21.1pp | 70.7%+28.9pp |
| Annual return | 19.98% | 23.21%-3.2pp | -137.40%+157.4pp | 34.37%-14.4pp |
| Employer contribution / active EE | $13,527 | $2,565+427.4% | $4,322+213.0% | $2,637+413.0% |
| Participant deferral / active EE | $0 | $4,724-100.0% | $5,821-100.0% | $4,530-100.0% |
| Admin fee / account holder | $1 | $283-99.6% | $10,600-100.0% | $347-99.7% |