Filed October 17, 2014
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 80 STATE STREET 12TH FL · ALBANY, NY 12207 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $284,836 | $69,159+311.9% | $125,195+127.5% | $67,584+321.5% |
| Participation rate | 99.3% | 78.2%+21.1pp | 79.8%+19.5pp | 71.3%+28.0pp |
| Annual return | 17.95% | 27.12%-9.2pp | 43.79%-25.8pp | 378.59%-360.6pp |
| Employer contribution / active EE | $10,689 | $2,023+428.3% | $3,866+176.5% | $2,148+397.7% |
| Participant deferral / active EE | $0 | $3,700-100.0% | $4,937-100.0% | $3,540-100.0% |
| Admin fee / account holder | $8 | $142-94.1% | $9,704-99.9% | $142-94.1% |