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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PENSIONMARK SECURITIES LLC Service code 55 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Other Commissions | $40,323 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$4,970 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,155 | $79,209+53.0% | $102,434+18.3% | $74,459+62.7% |
| Participation rate | 75.6% | 74.8%+0.8pp | 76.5%-0.9pp | 67.2%+8.3pp |
| Annual return | 17.81% | 54.98%-37.2pp | 29.46%-11.6pp | 1369.70%-1351.9pp |
| Employer contribution / active EE | $2,880 | $2,362+21.9% | $3,023-4.7% | $2,626+9.7% |
| Participant deferral / active EE | $7,544 | $4,417+70.8% | $5,055+49.2% | $4,350+73.4% |
| Admin fee / account holder | -$33 | $2,002-101.7% | $9,462-100.4% | $1,945-101.7% |