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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PENSIONMARK SECURITIES LLC Service code 55 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Other Commissions | $26,879 |
STOWE & DEGON, LLC1 year Filed as: STOWE & DEGON LLC Service code 10 · EIN 04-3379904 | Accounting | $9,098 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,140 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $103,894 | $73,638+41.1% | $95,964+8.3% | $73,497+41.4% |
| Participation rate | 91.5% | 76.2%+15.4pp | 77.1%+14.4pp | 70.7%+20.8pp |
| Annual return | 15.08% | 16.78%-1.7pp | 91.64%-76.6pp | 28.51%-13.4pp |
| Employer contribution / active EE | $3,285 | $1,863+76.3% | $2,541+29.3% | $2,270+44.7% |
| Participant deferral / active EE | $7,048 | $3,617+94.9% | $4,167+69.2% | $3,740+88.5% |
| Admin fee / account holder | $89 | $482-81.5% | $6,797-98.7% | $513-82.6% |