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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PENSIONMARK SECURITIES LLC Service code 55 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Other Commissions | $33,809 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$5,013 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,807 | $76,112+48.2% | $96,544+16.8% | $71,529+57.7% |
| Participation rate | 79.2% | 74.4%+4.8pp | 76.0%+3.2pp | 67.9%+11.3pp |
| Annual return | 19.74% | 22.80%-3.1pp | 25.88%-6.1pp | 28.97%-9.2pp |
| Employer contribution / active EE | $1,811 | $2,248-19.4% | $2,966-39.0% | $2,590-30.1% |
| Participant deferral / active EE | $5,877 | $4,217+39.4% | $4,851+21.1% | $4,291+37.0% |
| Admin fee / account holder | -$37 | $2,708-101.4% | $8,254-100.4% | $1,588-102.3% |