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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PENSIONMARK SECURITIES LLC Service code 55 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Other Commissions | $40,323 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$4,970 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $121,155 | $79,223+52.9% | $102,460+18.2% | $74,478+62.7% |
| Participation rate | 75.6% | 74.8%+0.8pp | 76.5%-0.9pp | 67.2%+8.4pp |
| Annual return | 17.81% | 54.98%-37.2pp | 29.47%-11.7pp | 1370.56%-1352.8pp |
| Employer contribution / active EE | $2,880 | $2,363+21.9% | $3,025-4.8% | $2,626+9.7% |
| Participant deferral / active EE | $7,544 | $4,417+70.8% | $5,056+49.2% | $4,350+73.4% |
| Admin fee / account holder | -$33 | $2,003-101.7% | $9,460-100.4% | $1,946-101.7% |