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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $81,631 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $6,240 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,079 | $87,125+17.2% | $108,405-5.8% | $86,821+17.6% |
| Participation rate | 92.0% | 80.5%+11.5pp | 80.1%+11.9pp | 72.3%+19.7pp |
| Annual return | 19.58% | 25.21%-5.6pp | 905.55%-886.0pp | 97.94%-78.4pp |
| Employer contribution / active EE | $5,787 | $2,477+133.6% | $3,559+62.6% | $2,406+140.5% |
| Participant deferral / active EE | $14,263 | $6,944+105.4% | $6,563+117.3% | $4,132+245.2% |
| Admin fee / account holder | $70 | $130-46.1% | $7,297-99.0% | $170-58.6% |