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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 55 · EIN 20-3247391 | Other Commissions | $58,220 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,081 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,778 | $65,592-27.2% | $90,161-47.0% | $69,631-31.4% |
| Participation rate | 84.1% | 77.6%+6.5pp | 76.9%+7.3pp | 70.7%+13.4pp |
| Annual return | 27.22% | 57.10%-29.9pp | 34.89%-7.7pp | 27571.02%-27543.8pp |
| Employer contribution / active EE | $4,350 | $2,193+98.4% | $3,318+31.1% | $2,032+114.1% |
| Participant deferral / active EE | $8,881 | $5,257+68.9% | $5,287+68.0% | $3,224+175.5% |
| Admin fee / account holder | $6 | $86-92.8% | $5,943-99.9% | $110-94.4% |