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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC1+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 55 · EIN 20-3247391 | Other Commissions | $70,931 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,275 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,124 | $55,182-32.7% | $73,309-49.4% | $55,191-32.7% |
| Participation rate | 74.7% | 73.9%+0.8pp | 74.9%-0.2pp | 69.2%+5.6pp |
| Annual return | 4.08% | 8.55%-4.5pp | 5.67%-1.6pp | 10.78%-6.7pp |
| Employer contribution / active EE | $2,961 | $1,935+53.1% | $3,237-8.5% | $1,899+56.0% |
| Participant deferral / active EE | $5,710 | $4,641+23.0% | $4,991+14.4% | $3,046+87.4% |
| Admin fee / account holder | $11 | $68-84.2% | $5,635-99.8% | $91-88.1% |