Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INS. CO. OF AMERICA Service code 49 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Other Services | $25,513 |
Filed as: MASSACHUSETTS MUTUAL LIFE INS CO Service code 49 · EIN 04-1590850 | Other Services | $13,653 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 49 PO BOX 509026 · SAN DIEGO, CA 921509026 | Other Services | $6,427 |
MMLIS1 year Service code 49 1295 STATE STREET · SPRINGFIELD, MA 011110001 | Other Services | $6,427 |
Filed as: THIRD PARTY ADMINISTRATORS INC. Service code 13 2 EXECUTIVE PARK DRIVE · BEDFORD, NH 03110 | Contract Administrator | $4,663 |
LPL FINANCIAL3 years Filed as: LPL FINANCIAL CORPORATION Service code 22 · EIN 95-2834236 | Insurance Broker | $2,382 |
Filed as: MML INVESTORS SERVICES INC Service code 22 · EIN 04-2746212 | Insurance Broker | $2,382 |
Service code 13 · EIN 02-0491055 | Contract Administrator | $925 |
NBT BANCORP NA1 year Filed as: NBT BANK NA DBA THIRD PARTY ADMINIS Service code 13 2 EXECUTIVE PARK DRIVE · BEDFORD, NH 03110 | Contract Administrator | $325 |
DAVID ROMANO4 years Filed as: DAVID C PORTER Service code 22 200 CLARENDON STREET · BOSTON, MA 02116 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,585 | $47,163-28.8% | $149,696-77.6% | $74,460-54.9% |
| Participation rate | 39.7% | 63.4%-23.7pp | 78.8%-39.1pp | 70.7%-31.1pp |
| Annual return | 9.63% | 22.75%-13.1pp | 134.46%-124.8pp | 34.38%-24.7pp |
| Employer contribution / active EE | $657 | $1,907-65.6% | $4,821-86.4% | $2,638-75.1% |
| Participant deferral / active EE | $1,527 | $2,730-44.1% | $5,682-73.1% | $4,530-66.3% |
| Admin fee / account holder | $222 | $343-35.2% | $13,212-98.3% | $348-36.1% |