Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MASSACHUSETTS MUTUAL LIFE INS CO Service code 28 · EIN 04-1590850 | Investment Management | $42,933 |
Filed as: MML INVESTOR SERVICES INC Service code 22 | Insurance Broker | $20,757 |
Service code 13 | Contract Administrator | $4,083 |
AMERICAN FUNDS3 years Service code 28 · EIN 95-1411037 | Investment Management | $0 |
DAVID ROMANO1 year Filed as: DAVID C PORTER Service code 22 200 CLARENDON STREET · BOSTON, MA 02116 | Insurance Broker | $0 |
DIMENSIONAL FUND ADVISORS3 years Service code 28 · EIN 36-3129984 | Investment Management | $0 |
Filed as: DMENSIONAL FUND ADVISORS Service code 28 | Investment Management | $0 |
Service code 28 · EIN 61-1732930 | Investment Management | $0 |
FRANKLIN TEMPLETON2 years Filed as: FRANKIN TEMPLETON Service code 28 | Investment Management | $0 |
FRANKLIN TEMPLETON3 years Service code 28 · EIN 22-2169185 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,163 | $52,293-36.6% | $178,490-81.4% | $73,409-54.8% |
| Participation rate | 38.9% | 65.3%-26.4pp | 81.9%-43.0pp | 72.2%-33.3pp |
| Annual return | 5.20% | 34.75%-29.6pp | 151.07%-145.9pp | 59.29%-54.1pp |
| Employer contribution / active EE | $600 | $1,735-65.4% | $5,011-88.0% | $2,234-73.1% |
| Participant deferral / active EE | $1,192 | $2,332-48.9% | $5,202-77.1% | $3,805-68.7% |
| Admin fee / account holder | $242 | $127+89.7% | $13,984-98.3% | $158+53.1% |