Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MASSACHUSETTS MUTUAL LIFE INS CO Service code 28 · EIN 04-1590850 | Investment Management | $52,334 |
LPL FINANCIAL2 years Filed as: LPL FINANCIAL CORPORATION Service code 22 · EIN 95-2834236 | Insurance Broker | $12,207 |
Filed as: MML INVESTORS SERVICES INC Service code 22 · EIN 04-2746212 | Insurance Broker | $12,207 |
Service code 13 · EIN 02-0491055 | Contract Administrator | $3,887 |
ALLSPRING1 year Service code 28 · EIN 84-6615098 | Investment Management | $0 |
AMERICAN FUNDS5 years Service code 28 · EIN 95-1411037 | Investment Management | $0 |
COLUMBIA2 years Service code 28 · EIN 94-1687665 | Investment Management | $0 |
DAVID ROMANO3 years Filed as: DAVID C PORTER Service code 22 200 CLARENDON STREET · BOSTON, MA 02116 | Insurance Broker | $0 |
DIMENSIONAL FUND ADVISORS5 years Service code 28 · EIN 36-3129984 | Investment Management | $0 |
Filed as: DINENSIONAL FUND ADVISORS Service code 28 | Investment Management | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,002 | $46,332-26.6% | $143,799-76.4% | $64,819-47.5% |
| Participation rate | 41.5% | 64.2%-22.7pp | 80.3%-38.8pp | 71.5%-29.9pp |
| Annual return | -10.54% | -10.05%-0.5pp | -0.04%-10.5pp | 32.84%-43.4pp |
| Employer contribution / active EE | $723 | $1,911-62.2% | $4,952-85.4% | $2,507-71.2% |
| Participant deferral / active EE | $1,546 | $2,647-41.6% | $5,638-72.6% | $4,311-64.1% |
| Admin fee / account holder | $293 | $154+90.3% | $14,677-98.0% | $188+55.9% |