Filed December 4, 2012 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $173,918 |
AON CONSULTING8 years Filed as: AON HEWITT INVESTMENT CONSULTING Service code 28 · EIN 36-3109431 | Investment Management | $60,211 |
GREERWALKER LLP4 years Filed as: GREER WALKER LLP Service code 10 · EIN 56-1434747 | Accounting | $45,000 |
CHARLES SCHWAB & CO., INC.10+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $6,304 |
Filed as: PHILLIPS FINANCIAL MANAGEMENT Service code 26 · EIN 20-1131890 | Advisory (Participants) | $5,578 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,290 | $110,299-4.5% | $102,423+2.8% | $199,593-47.2% |
| Participation rate | 94.3% | 86.3%+8.0pp | 76.5%+17.8pp | 72.0%+22.3pp |
| Annual return | 13.47% | 35.73%-22.3pp | 29.32%-15.8pp | 34.25%-20.8pp |
| Employer contribution / active EE | $5,097 | $3,603+41.5% | $3,023+68.6% | $3,034+68.0% |
| Participant deferral / active EE | $7,177 | $6,376+12.6% | $5,053+42.0% | $5,087+41.1% |
| Admin fee / account holder | $94 | $122-23.3% | $9,451-99.0% | $269-65.1% |