Filed December 4, 2012 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $175,808 |
AON CONSULTING7 years Filed as: AON HEWITT INVESTMENT CONSULTING Service code 28 · EIN 36-3109431 | Investment Management | $57,812 |
GREERWALKER LLP3 years Filed as: GREER WALKER LLP Service code 10 · EIN 56-1434747 | Accounting | $43,000 |
Filed as: LEAVITT CHRISTENSEN CO, PLLC Service code 10 · EIN 82-0398216 | Accounting | $19,013 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $6,083 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,509 | $104,697-6.9% | $96,544+1.0% | $80,160+21.6% |
| Participation rate | 94.1% | 86.4%+7.7pp | 76.0%+18.1pp | 72.9%+21.1pp |
| Annual return | 27.52% | 21.78%+5.7pp | 25.84%+1.7pp | 40.38%-12.9pp |
| Employer contribution / active EE | $5,072 | $3,536+43.4% | $2,965+71.1% | $2,978+70.3% |
| Participant deferral / active EE | $7,027 | $6,188+13.6% | $4,851+44.9% | $5,017+40.1% |
| Admin fee / account holder | $80 | $107-24.7% | $8,252-99.0% | $145-44.6% |