Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
R M DAVIS INC2+ years Filed as: RM DAVIS INC Service code 26 · EIN 01-0356657 | Advisory (Participants) | $43,383 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $28,497 |
Service code 28 · EIN 20-4751585 | Investment Management | $22,789 |
Filed as: FL PUTNAM INVESTMENT MANAGEMENT Service code 26 · EIN 01-0403396 | Advisory (Participants) | $12,156 |
BAKER NEWMAN NOYES2+ years Filed as: BAKER NEWMAN AND NOYES LLC Service code 10 · EIN 01-0494526 | Accounting | $10,000 |
Filed as: WINDHAVEN INVESTMENT MANAGEMENT Service code 26 · EIN 27-3763801 | Advisory (Participants) | $7,424 |
ACADIA TRUST, N.A.2+ years Service code 28 · EIN 01-0471500 | Investment Management | $7,168 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $3,768 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $339,536 | $75,183+351.6% | $123,894+174.1% | $55,167+515.5% |
| Participation rate | 98.2% | 72.8%+25.4pp | 81.4%+16.8pp | 69.0%+29.2pp |
| Annual return | 16.12% | 19.01%-2.9pp | 47.52%-31.4pp | 169.23%-153.1pp |
| Employer contribution / active EE | $8,170 | $2,823+189.4% | $4,617+77.0% | $1,963+316.3% |
| Participant deferral / active EE | $9,175 | $5,084+80.5% | $5,984+53.3% | $3,054+200.4% |
| Admin fee / account holder | $740 | $663+11.7% | $8,357-91.1% | $504+46.8% |