Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
R M DAVIS INC1+ years Filed as: RM DAVIS INC Service code 26 · EIN 01-0356657 | Advisory (Participants) | $54,559 |
Filed as: FL PUTNAM INVESTMENT MANAGEMENT Service code 26 · EIN 01-0403396 | Advisory (Participants) | $31,874 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $10,742 |
BAKER NEWMAN NOYES1+ years Filed as: BAKER NEWMAN AND NOYES LLC Service code 10 · EIN 01-0494526 | Accounting | $10,000 |
ACADIA TRUST, N.A.1+ years Service code 28 · EIN 01-0471500 | Investment Management | $9,033 |
Filed as: WINDHAVEN INVESTMENT MANAGEMENT Service code 26 · EIN 27-3763801 | Advisory (Participants) | $7,469 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Float r... | $7,050 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $298,817 | $70,002+326.9% | $115,038+159.8% | $52,331+471.0% |
| Participation rate | 96.2% | 72.1%+24.1pp | 81.4%+14.9pp | 68.1%+28.1pp |
| Annual return | -30.75% | 4.04%-34.8pp | 26.14%-56.9pp | 4.54%-35.3pp |
| Employer contribution / active EE | $11,139 | $2,715+310.3% | $4,608+141.7% | $1,882+492.0% |
| Participant deferral / active EE | $8,549 | $4,920+73.8% | $6,026+41.9% | $3,022+182.9% |
| Admin fee / account holder | $580 | $566+2.5% | $8,175-92.9% | $592-1.9% |