Jefferies LLC
broker14 known aliases resolved via the canonical alias map
Market position · 2024
Plans served6Rank #2361 of mapped providers
Assets under administration$22.7B0.0%Market share · rank #611
Fees received$2MMedian $58,668/planSum across Schedule C direct + indirect
Net wins YoY+03 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Jefferies LLC plan look like?
Service mix · median fees per plan
Count of plans where Jefferies LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Consulting (general)Code 16 | 1 | $661,185 | |
Trustee (bank, trust company, or similar financial institution); Direct payment from the planCode 21 | 1 | $55,882 | |
Foreign entity (e.g., an agent or broker, bank, insurance company, etc. not operating within jurisdictional boundaries of the United States); Investment advisory (plan); Consulting fees; Valuation (appraisals, etc.)Code 27 | 1 | $952,034 | |
Investment management fees paid directly by plan; Investment managementCode 28 | 1 | $61,453 | |
Securities brokerage commissions and feesCode 71 | 1 | $2,259 | |
Other feesCode 99 | 1 | $2 |
Competitor overlap
Percent of Jefferies LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Jefferies LLC.
| Sponsor | From | Assets |
|---|---|---|
ARAMCO SHARED BENEFITS COMPANYTX · 844364434-001 | NB Secondary Opportunities Fund | $1.8B |
AMPEX CORPORATIONCT · 133667696-009 | Pinnacle Associates Ltd | $109M |
TRUWEST COMPANY, LLCOH · 300719069-001 | Cowen & Company LLC | $22M |
Plans lost in 2024
Appeared last year under Jefferies LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
MASSACHUSETTS INSTITUTE OF TECHNOLOGYMA · 042103594-002 | WTW | $5.4B |
CONSTELLATION ENERGY GENERATION LLCPA · 233064219-001 | STEPSTONE GROUP | $5.3B |
CONSTELLATION ENERGY GENERATION LLCPA · 233064219-013 | STEPSTONE GROUP | $1.3B |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-001 | $17.9B | 144,666 | $61,453 | 2y | - |
NORTHWELL HEALTH, INC.NY · 113418133-006 | $2.8B | 42,096 | $4,517 | 2y | - |
ARAMCO SHARED BENEFITS COMPANYTX · 844364434-001 | $1.8B | 1,794 | $952,034 | 1y | - |
AMPEX CORPORATIONCT · 133667696-009 | $109M | 1,238 | $661,185 | 1y | - |
TRUWEST COMPANY, LLCOH · 300719069-001 | $22M | 315 | $2 | 1y | - |
BAYSTATE HEALTH, INC.MA · 042105941-001 | $7M | 0 | $55,882 | 2y | - |
Flag exposure
83.3%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (14)
Raw Schedule C names collapsed into Jefferies LLC.
- DEFENDER CAPITAL
- DEFFENBAUGH INDUSTRIES
- DEGROOF PETERCAM ASSET MGMT SA DPAM
- JEFFERIES & CO
- JEFFERIES & CO INC
- JEFFERIES & CO INC, NEW YORK
- JEFFERIES & COMPANY
- JEFFERIES & COMPANY INC.
- JEFFERIES INTERNATIONAL LIMITED
- JEFFERIES LLC
- JEFFRIES
- JEFFRIES & CO. INC.
- JEFFRIES INTERNATIONAL LTD
- JEFFRIES LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Jefferies LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Jefferies LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Jefferies LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| WTW | 4 | 66.7% |
| Goldman Sachs Asset Management | 3 | 50.0% |
| NISA Investment Advisors | 3 | 50.0% |
| Dodge & Cox | 2 | 33.3% |
| Legal & General Investment Management America | 2 | 33.3% |
| Mercer | 2 | 33.3% |
| PIMCO | 2 | 33.3% |
| Wellington Company LLP | 2 | 33.3% |
| Aksia LLC | 1 | 16.7% |
| Allspring Global Investments | 1 | 16.7% |