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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 · EIN 84-0467907 | Recordkeeping | $129,200 |
MORNINGSTAR5 years Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-4410122 | Advisory (Participants) | $58,450 |
Service code 26 · EIN 27-5348624 | Advisory (Participants) | $27,764 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 26 · EIN 94-1737782 | Advisory (Participants) | $24,154 |
TCI WEALTH ADVISORS INC3 years Service code 26 · EIN 86-1002710 | Advisory (Participants) | $14,546 |
Service code 26 · EIN 88-3179167 | Advisory (Participants) | $12,438 |
EP WEALTH ADVISORS LLC2 years Service code 26 · EIN 33-0152539 | Advisory (Participants) | $10,207 |
DYNAMIC WEALTH ADVISORS2 years Service code 26 · EIN 26-3945512 | Advisory (Participants) | $6,728 |
QDRO CONSULTANTS COMPANY, LLC10+ years Filed as: QDRO CONSULTANTS CO LLC Service code 16 · EIN 34-1820650 | Consulting | $5,100 |
CHARLES SCHWAB & CO., INC.10+ years Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,046 | $178,759-37.9% | $102,460+8.4% | $106,553+4.2% |
| Participation rate | 90.2% | 91.3%-1.1pp | 76.5%+13.7pp | 69.8%+20.4pp |
| Annual return | 16.77% | 17.23%-0.5pp | 29.47%-12.7pp | 17.37%-0.6pp |
| Employer contribution / active EE | $5,076 | $5,750-11.7% | $3,025+67.8% | $3,359+51.1% |
| Participant deferral / active EE | $9,294 | $9,466-1.8% | $5,056+83.8% | $5,562+67.1% |
| Admin fee / account holder | $7 | $62-89.0% | $9,460-99.9% | $80-91.4% |