Retirement plan
JPMORGAN CHASE RETIREMENT PLAN
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONEIN 13-4994650Plan #001PY 2021
545 WASHINGTON BLVD, 12TH FLOOR, MAIL CODE NY1-G120 - JERSEY CITY, NJ 07310877-576-2427
Other plans on this EIN
1 filingProspect flagsLow returnsWind-down / frozen
Filing contacts
From the Form 5500, federal recordPlan administrator signer
BERNADETTE J BRANOSKY
Signed 10/06/2022
Plan administrator entity
JPMORGAN CHASE US BENEFITS EXECUTIVE
EIN 371589439
Summary metrics
Total assets (EOY)
$18819.9M
-1.3% from 2016
Total participants
267,754
+1.2% from 2016
Average account balance
$0
No prior year
Annual return
-7.78%
-5.83 pp from 2016
Benchmarks
Peer group
Industry52 - Finance and Insurance
Plan typeDefined benefit
Participants>=10,000
Cohort31 peers
Snapshot2021
0
Participant deferral / active EE
$0
median $81
0
Employer contribution / active EE
$0
median $4,047
0
Participation rate
0.0%
median 0.0%
0
Avg account balance
$0
0
Admin fee / account holder
$0
0
Annual return
-7.78%
median 9.49%
Overall peer rank
0of 100
0th percentileavg across 6 metrics
Analytics
2015 - 2024
Total assets (EOY)
Plan-year ending balance
$16.07B
Average account balance
Total assets / participants with a balance (line 6g)
$79K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
124,649
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
0.0%
Contributions (total)
Employer and participant dollars contributed each year
Not enough data
0 years with contributions on file
Contributions per participant
Average employer and participant contribution per enrolled participant
Not enough data
0 years with per-participant contribution data
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+3.16%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
- Mutual / pooled
- Stocks
- Bonds
- Cash
- Real estate
- Loans
Service providers
Top 10 of 50 by compensation
| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 81-5242102 | Investment Management | $10,229,800 |
Service code 28 · EIN 30-0835489 | Investment Management | $4,888,813 |
H.I.G. CAPITAL, LLC2 years Service code 28 · EIN 65-0863927 | Investment Management | $4,817,482 |
Service code 10 · EIN 98-1048371 | Accounting | $4,626,897 |
Service code 27 · EIN 33-0629048 | Advisory (Plan) | $4,184,496 |
JPMORGAN CHASE BANK, N.A.6 years Service code 14 · EIN 13-4994650 | Plan Administrator | $3,653,970 |
Service code 28 · EIN 04-3200030 | Investment Management | $2,935,738 |
PGIM, INC.3 years Service code 28 · EIN 22-2540245 | Investment Management | $2,567,641 |
CANTILLON CAPITAL MANAGEMENT LLC7+ years Service code 28 · EIN 14-1875682 | Investment Management | $2,530,818 |
Service code 28 · EIN 52-1200960 | Investment Management | $1,952,152 |
Enrolled actuary
1 attachment
SB
RICHARD C. SANDERS
MERCER
Enrollment #2005495
ONE UNIVERSITY SQUARE DRIVE
SUITE 100
PRINCETON, NJ 085406455
(609) 520-2586
Signed 2022-05-11
Reportable transactions (Schedule G)
20 rows
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | DOMINION DIAMOND MINES ULC | — | — | — |
| Part 1 Loan in default | ASCENT CAPITAL GROUP | — | 5251 DTC PARKWAY SUITE 1000 GREENWOOD VILLAGE, CO 80111 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | NEIMAN MARCUS GROUP LTD LLC | — | 1618 MAIN STREET DALLAS, TX 75201 | — |
| Part 1 Loan in default | NEIMAN MARCUS GROUP LTD LLC | — | 1618 MAIN STREET DALLAS, TX 75201 | — |
| Part 1 Loan in default | CHESAPEAKE ENERGY CORP | — | 6100 NORTH WESTERN AVE OKLAHOMA CITY, OK 73118 | — |
| Part 1 Loan in default | CHESAPEAKE ENERGY CORP | — | 6100 NORTH WESTERN AVE OKLAHOMA CITY, OK 73118 | — |
| Part 1 Loan in default | INTELSAT CONNECT FINANCE SA | — | — | — |
| Part 1 Loan in default | DOMINION DIAMOND MINES ULC | — | — | — |
| Part 1 Loan in default | HERTZ CORP - CLASS A | — | 225 BRAE BLVD PARK RIDGE, NJ 07656 | — |
| Part 1 Loan in default | HERTZ CORP - CLASS A | — | 225 BRAE BLVD PARK RIDGE, NJ 07656 | — |
| Part 1 Loan in default | HERTZ CORP - CLASS A | — | 225 BRAE BLVD PARK RIDGE, NJ 07656 | — |
| Part 1 Loan in default | INTELSAT CONNECT FINANCE SA | — | — | — |
| Part 1 Loan in default | INTELSAT CONNECT FINANCE SA | — | — | — |
| Part 1 Loan in default | INTELSAT CONNECT FINANCE SA | — | — | — |
| Part 1 Loan in default | MALLINCKRODT INTERNATIONAL FINANCE | — | — | — |
| Part 1 Loan in default | MALLINCKRODT INTERNATIONAL FINANCE | — | — | — |
| Part 1 Loan in default | MALLINCKRODT INTERNATIONAL FINANCE | — | — | — |
| Part 1 Loan in default | TUNON LUXEMBOURG S.A. | — | — | — |
Plan features & details
Pension benefit codes1A1C
Plan features
- 1ABenefits are primarily pay relatedBenefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
- 1CCash balance or similar planA cash balance formula in a defined benefit plan that expresses the accrued benefit in terms more common to a defined contribution plan such as a hypothetical account balance or single sum amount (includes personal account plan pension equity plan life cycle plan and cash account plan).
Opportunity flags
2 tripped
- OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
- InformationalWind-down / frozen
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Expense breakdown
Schedule H Part II
Admin total
$100.8M
$985 / participant
- Investment mgmt$68M67.1%
- Other / not subdivided$33M32.9%
% of EOY assets
0.536%
all-in expense ratio
Categories reported
1 / 9
subdivided buckets used
Audit opinion
Schedule H Part III
Unqualified opinion
Auditor signed off without reservation - the cleanest possible opinion.
- Auditor firm
- FAW CASSON & CO., LLP
- Auditor EIN
- 520619968
- Audit fees
- (not subdivided)
- Opinion code
- Unqualified