Wellington Company LLP
advisor74 known aliases resolved via the canonical alias map
Market position · 2024
Plans served100-14 YoYRank #205 of mapped providers
Assets under administration$346.7B0.4%Market share · rank #31
Fees received$54MMedian $270,509/planSum across Schedule C direct + indirect
Net wins YoY-1313 won · 26 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Wellington Company LLP plan look like?
Service mix · median fees per plan
Count of plans where Wellington Company LLP ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management; Investment management fees paid indirectly by plan; Investment management fees paid directly by planCode 28 | 66 | $334,198 | |
Soft dollars commissions; Investment management fees paid directly by planCode 51 | 23 | $274,678 | |
Investment management fees paid indirectly by plan; Investment advisory (plan)Code 27 | 4 | $4,167 | |
Investment management fees paid directly by plan; Custodial (other than securities); Investment management; Custodial (securities)Code 18 | 2 | $104,344 | |
Trustee (bank, trust company, or similar financial institution); Other services; Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 1 | $26,213 | |
Investment advisory (participants); Direct payment from the planCode 26 | 1 | $14,114 | |
Other services; Direct payment from the planCode 49 | 1 | $719,881 | |
Investment management fees paid directly by plan; Direct payment from the planCode 50 | 1 | $293,155 |
Competitor overlap
Percent of Wellington Company LLP's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Wellington Company LLP.
| Sponsor | From | Assets |
|---|---|---|
AMERICAN INTERNATIONAL GROUP, INC.NY · 132592361-002 | Vulcan Value Partners LLC | $3.1B |
AUTOMATIC DATA PROCESSING, INC.NJ · 221467904-001 | Ninety One | $1.8B |
ECOLAB INC.MN · 410231510-001 | Aon | $1.7B |
REGIONS FINANCIAL CORPORATIONAL · 630589368-013 | BNY Mellon | $708M |
ELECTRICIANS ANNUITY FUND IBEW LOCAL 456NJ · 222180156-001 | PRI Financial Advisors Inc | $356M |
RALEY'SCA · 941316611-010 | Principal | $321M |
KAMEHAMEHA SCHOOLSHI · 990073480-002 | Wellington Trust Company | $305M |
THE METROPOLITAN MUSEUM OF ARTNY · 131624086-001 | Select Equity Group | $236M |
RALEY'SCA · 941316611-011 | Principal | $103M |
SAPPI NORTH AMERICA, INC.MA · 232366983-037 | Faegre Drinker Biddle & Reath LLP | $85M |
Plans lost in 2024
Appeared last year under Wellington Company LLP; not this year.
| Sponsor | To | Assets |
|---|---|---|
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEESWA · 916145047-001 | PGIM | $57.4B |
BOARD OF TRUSTEES OF MASSACHUSETTS LABORERS' PENSION FUNDMA · 046128298-001 | Bridgeway Benefit Technologies | $2.3B |
CONSUMERS ENERGY COMPANYMI · 380442310-004 | PIMCO | $2.0B |
SOUTHERN CALIFORNIA PIPE TRADES RETIREMENT FUNDCA · 516108443-001 | Kayne Anderson Capital Advisors, LP | $1.4B |
CONSUMERS ENERGY COMPANYMI · 380442310-001 | PIMCO | $1.4B |
UNIVERSITY HOSPITALS HEALTH SYSTEMOH · 340714775-333 | Wellington Group Holdings LLP | $891M |
PCS ADMINISTRATION USA, INC.CO · 562111626-001 | WTW | $854M |
CREDIT SUISSE SECURITIES USA LLCNY · 050546650-004 | JOE HUBER | $709M |
BETH ISRAEL LAHEY HEALTH, INC.MA · 832671600-001 | Beth Israel Lahey Health | $671M |
BOARD OF TRUSTEES I.A.T.S.E. NATIONAL PENSION FUNDNY · 131849172-001 | ANNE J ZEISLER | $630M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONNJ · 134994650-002 | $52.9B | 300,272 | $6M | 10y | 2 |
CVS HEALTH CORPORATIONRI · 050494040-017 | $30.1B | 385,927 | $2M | 4y | 1 |
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-001 | $17.9B | 144,666 | $971,257 | 10y | - |
PACIFIC GAS AND ELECTRIC COMPANYCA · 940742640-001 | $17.6B | 58,892 | $2M | 10y | - |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONNJ · 134994650-001 | $16.1B | 202,919 | $3M | 10y | - |
THE GOLDMAN SACHS GROUP, INC.NY · 134019460-001 | $12.8B | 49,526 | $3M | 10y | - |
THE PRUDENTIAL INSURANCE COMPANY OF AMERICANJ · 221211670-003 | $12.0B | 44,305 | $719,881 | 3y | - |
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATIONVA · 530116145-333 | $11.5B | 75,823 | $397,443 | 4y | - |
CITIGROUP INC.CT · 521568099-020 | $10.0B | 119,922 | $1M | 4y | - |
NOKIA OF AMERICA CORPORATIONNJ · 223408857-003 | $9.8B | 24,880 | $2M | 10y | - |
Flag exposure
96.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (74)
Raw Schedule C names collapsed into Wellington Company LLP.
- KLEMENS, MEGAN
- KLERER FINANCIAL SERVICES INC
- KLESMAN & COMPANY
- KLIK TECHNOLOGIES CORP
- KLINGER & ASSOCIATES, INC.
- KLK CAPITAL MANAGEMENT LLC
- KLM PLAN SERVICES, INC.
- KLOPP INVESTMENT MANAGEMENT LL
- KLOPP INVESTMENT MANAGEMENT LLC
- KLOPP INVESTMENT MANAGEMENT, LLC
- KLS ADVISORS
- KLSTLER-TIFFANY COMPANIES, LLC
- KM WAIWOOD LLC
- WELLIINGTON MANAGEMENT COMPANY
- WELLING MANAGEMENT CO LLC
- WELLINGTION MANAGEMWENT COMPANY
- WELLINGTON
- WELLINGTON ASSET MANAGEMENT
- WELLINGTON ASSET MGMT
- WELLINGTON CAPITAL MANAGEMENT
- WELLINGTON CASH PLUS
- WELLINGTON CIF SMALL CAP 2000
- WELLINGTON COMPANY LLP
- WELLINGTON EM LOCAL DEBT FUND
- WELLINGTON FD
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Wellington Company LLP's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 1.00% | 7.76% | -6.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 8 | 8.00% | 1.71% | +6.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 3.00% | 1.76% | +1.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Wellington Company LLP. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on Wellington Company LLP's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Groom Law Group, Chartered | 5 | 5.0% |
| K&L Gates LLP | 4 | 4.0% |
| Proskauer Rose LLP | 4 | 4.0% |
| Morgan Lewis & Bockius LLP | 3 | 3.0% |
| Seyfarth Shaw LLP | 3 | 3.0% |
| Blitman & King LLP | 2 | 2.0% |
| Bush Gottlieb | 2 | 2.0% |
| Cohen Weiss & Simon LLP | 2 | 2.0% |
| Cox, Castle & Nicholson LLP | 2 | 2.0% |
| Holland & Knight LLP | 2 | 2.0% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).