Retirement plan
THE JPMORGAN CHASE RETIREMENT PLAN
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONEIN 13-4994650Plan #001PY 2018
545 WASHINGTON BLVD, 12TH FLOOR, MAIL CODE NY1-G120 - JERSEY CITY, NJ 07310877-576-2427
Other plans on this EIN
1 filingProspect flagsWind-down / frozen
Filing contacts
From the Form 5500, federal recordPlan administrator signer
BERNADETTE J BRANOSKY
Signed 10/11/2019
Plan administrator entity
JPMORGAN CHASE US BENEFITS EXECUTIVE
EIN 371589439
Summary metrics
Total assets (EOY)
$15051.7M
-1.3% from 2016
Total participants
302,478
+1.2% from 2016
Average account balance
$0
No prior year
Annual return
-3.77%
-5.83 pp from 2016
Benchmarks
Peer group
Industry52 - Finance and Insurance
Plan typeDefined benefit
Participants>=10,000
Cohort42 peers
Snapshot2018
0
Participant deferral / active EE
$0
median $0
0
Employer contribution / active EE
$0
median $4,259
0
Participation rate
0.0%
median 0.0%
0
Avg account balance
$0
median $7,764,297
0
Admin fee / account holder
$0
median $62,356
54
Annual return
-3.77%
median -4.24%
Overall peer rank
54of 100
54th percentileavg across 6 metrics
Analytics
2015 - 2024
Total assets (EOY)
Plan-year ending balance
$16.07B
Average account balance
Total assets / participants with a balance (line 6g)
$79K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
124,649
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
0.0%
Contributions (total)
Employer and participant dollars contributed each year
Not enough data
0 years with contributions on file
Contributions per participant
Average employer and participant contribution per enrolled participant
Not enough data
0 years with per-participant contribution data
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+3.16%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
- Mutual / pooled
- Stocks
- Bonds
- Cash
- Real estate
- Loans
Service providers
Top 10 of 50 by compensation
| Provider | Service type | Compensation |
|---|---|---|
TIGER GLOBAL MANAGEMENT, LLC4+ years Service code 28 | Investment Management | $5,921,034 |
JPMORGAN CHASE BANK, N.A.3 years Service code 14 · EIN 13-4994650 | Plan Administrator | $4,323,693 |
WELLINGTON MANAGEMENT4+ years Service code 28 · EIN 30-0835489 | Investment Management | $3,340,613 |
CANTILLON CAPITAL MANAGEMENT LLC4+ years Service code 28 · EIN 14-1875682 | Investment Management | $2,925,484 |
TIGER GLOBAL MANAGEMENT LLC3 years Service code 28 | Investment Management | $2,774,964 |
BLACKROCK INSTITUTIONAL TRUST CO4+ years Service code 21 · EIN 94-3112180 | Bank Trustee | $2,553,239 |
Service code 51 · EIN 98-0674990 | Investment Mgmt Fees | $2,386,303 |
Service code 28 · EIN 81-5242102 | Investment Management | $2,331,457 |
PIMCO LLC4+ years Service code 27 · EIN 33-0629048 | Advisory (Plan) | $2,267,899 |
Service code 28 · EIN 04-3689735 | Investment Management | $1,944,739 |
Enrolled actuary
1 attachment
SB
RICHARD C. SANDERS
MERCER
Enrollment #1705495
ONE UNIVERSITY SQUARE DRIVE
SUITE 100
PRINCETON, NJ 085406455
(609) 520-2586
Signed 2019-09-19
Reportable transactions (Schedule G)
37 rows
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | MOTOR LIQUIDATION CO | — | 300 RENAISSANCE CENTER DETROIT, MI 48265 | — |
| Part 1 Loan in default | OSX3 LEASING B V | — | — | — |
| Part 1 Loan in default | TUNON LUXEMBOURG S.A. | — | — | — |
| Part 1 Loan in default | IHEARTMEDIA, INC. | — | 20880 STONE OAK PARKWAY SAN ANTONIO, TX 78258 | — |
| Part 1 Loan in default | AVAYA INC. | — | 4655 GREAT AMERICAN PARKWAY SANTA CLARA, CA 95054 | — |
| Part 1 Loan in default | IHEARTMEDIA, INC. | — | 20880 STONE OAK PARKWAY SAN ANTONIO, TX 78258 | — |
| Part 1 Loan in default | GOODMAN NETWORKS INC. | — | 2801 NETWORK BLVD SUITE 300 FRISCO, TX 75034 | — |
| Part 1 Loan in default | TEXAS COMPETITIVE ELECTRIC HOLDING | — | 1601 BRYAN STREET DALLAS, TX 75201 | — |
| Part 1 Loan in default | IHEARTMEDIA, INC. | — | 20880 STONE OAK PARKWAY SAN ANTONIO, TX 78258 | — |
| Part 1 Loan in default | BAKRIE & BROTHERS PT | — | — | — |
| Part 1 Loan in default | BON-TON DEPARTMENT STORES | — | 2801 EAST MARKET ST YORK, PA 17402 | — |
| Part 1 Loan in default | IHEARTMEDIA, INC. | — | 20880 STONE OAK PARKWAY SAN ANTONIO, TX 78258 | — |
| Part 1 Loan in default | PARKER DRILLING COMPANY | — | 5 GREENWAY PLAZA SUITE 100 HOUSTON, TX 77046 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | PRIVATBANK CJSC VIA UK SPV C | — | — | — |
| Part 1 Loan in default | SIFCO S A - PREF | — | — | — |
| Part 1 Loan in default | CIMENTO TUPI S.A. | — | — | — |
| Part 1 Loan in default | CIMENTO TUPI S.A. | — | — | — |
| Part 1 Loan in default | MIG, LLC | — | 5609 FAIRVIEW ROAD APARTMENT 4 CHARLOTTE, NC 28209 | — |
| Part 1 Loan in default | CONSECO | — | 11825 NORTH PENNSYLVANIA STREET CARMEL, IN 46032 | — |
| Part 1 Loan in default | PSINET INC | — | 44983 KNOLL SQUARE ASHBURN, VA 20147 | — |
| Part 1 Loan in default | PSINET INC | — | 44983 KNOLL SQUARE ASHBURN, VA 20147 | — |
| Part 1 Loan in default | SOUTHERN | — | 900 ASHWOOD PARKWAY SUITE 500 ATLANTA, GA 30338 | — |
| Part 1 Loan in default | AT HOME CORP | — | 450 BROADBAND STREET REDWOOD CITY, CA 94063 | — |
| Part 1 Loan in default | LEAR CORPORATION | — | 21557 TELEGRAPH ROAD SOUTHFIELD, MI 48033 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | COLONY CAPITAL, LLC | — | 2450 BROADWAY 6TH FLOOR SANTA MONICA, CA 90404 | — |
| Part 1 Loan in default | CENVEO INC | — | 2369 SOUTH TRENTON WAY DENVER, CO 80231 | — |
| Part 1 Loan in default | IHEARTMEDIA, INC. | — | 20880 STONE OAK PARKWAY SAN ANTONIO, TX 78258 | — |
| Part 1 Loan in default | CLARIE'S STORES INC. | — | 3 SOUTHWEST 129TH AVE PEMBROKE PINES, FL 33027 | — |
| Part 1 Loan in default | MOTORS LIQUIDATION CO | — | 300 RENAISSANCE CENTER DETROIT, MI 48265 | — |
| Part 1 Loan in default | COMMONWEALTH OF PUERTO RICO | — | — | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 1271 AVENUE OF THE AMERICAS NEW YORK, NY 10020 | — |
Plan features & details
Pension benefit codes1A1C
Plan features
- 1ABenefits are primarily pay relatedBenefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
- 1CCash balance or similar planA cash balance formula in a defined benefit plan that expresses the accrued benefit in terms more common to a defined contribution plan such as a hypothetical account balance or single sum amount (includes personal account plan pension equity plan life cycle plan and cash account plan).
Opportunity flags
1 tripped
- InformationalWind-down / frozen
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Expense breakdown
Schedule H Part II
Admin total
$83.8M
$563 / participant
- Investment mgmt$56M66.4%
- Other / not subdivided$28M33.6%
% of EOY assets
0.557%
all-in expense ratio
Categories reported
1 / 9
subdivided buckets used
Audit opinion
Schedule H Part III
Unqualified opinion
Auditor signed off without reservation - the cleanest possible opinion.
- Auditor firm
- FAW CASSON & CO., LLP
- Auditor EIN
- 520619968
- Audit fees
- (not subdivided)
- Opinion code
- Unqualified