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Retirement plan

THE JPMORGAN CHASE RETIREMENT PLAN

JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONEIN 13-4994650Plan #001PY 2016
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545 WASHINGTON BLVD, 12TH FLOOR, MAIL CODE NY1-G120 - JERSEY CITY, NJ 07130302-455-3494
Other plans on this EIN
1 filing
#002Retirement-$24.23B assets
Prospect flagsWind-down / frozen

Filing contacts

From the Form 5500, federal record
Plan sponsor signer
(name not on filing)
(302) 455-3494
Plan administrator signer
BERNADETTE J BRANOSKY
Signed 10/11/2017
Plan administrator entity
BENEFITS DIRECTOR OF JPMORGAN CHASE BERNADETTE J. BRANOSKY
EIN 371589439
(551) 205-1805
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Summary metrics

Total assets (EOY)
$14561.7M
-1.3% from 2016
Total participants
294,905
+1.2% from 2016
Average account balance
$0
No prior year
Annual return
6.17%
-5.83 pp from 2016

Benchmarks

See 46 peers
Peer group
Industry52 - Finance and Insurance
Plan typeDefined benefit
Participants>=10,000
Cohort46 peers
Snapshot2016
Participant deferral / active EE
$0
median $0
Employer contribution / active EE
$0
median $6,902
Participation rate
0.0%
median 0.0%
Avg account balance
$0
median $40,289
Admin fee / account holder
$0
median $312
Annual return
6.17%
median 7.07%
Overall peer rank
29th percentileavg across 6 metrics

Analytics

2015 - 2024
Total assets (EOY)
Plan-year ending balance
$16.07B
Average account balance
Total assets / participants with a balance (line 6g)
$79K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
124,649
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
0.0%
Contributions (total)
Employer and participant dollars contributed each year
Not enough data
0 years with contributions on file
Contributions per participant
Average employer and participant contribution per enrolled participant
Not enough data
0 years with per-participant contribution data
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+3.16%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Top 10 of 50 by compensation
ProviderService typeCompensation
GENERATION INVESTMENT MGMT U.S. LLP2+ years
Service code 51 · EIN 98-0430817
Investment Mgmt Fees
$6,531,427
PIMCO LLC2+ years
Service code 27 · EIN 33-0629048
Advisory (Plan)
$6,110,838
CANTILLON CAPITAL MANAGEMENT LLC2+ years
Service code 28 · EIN 14-1875682
Investment Management
$3,318,287
JPMORGAN CHASE BANK, N.A.1 year
Service code 14 · EIN 13-4994650
Plan Administrator
$3,044,990
WELLINGTON MANAGEMENT2+ years
Service code 51 · EIN 30-0835489
Investment Mgmt Fees
$2,603,325
PATRIA INFRA GEN PARTNER II LTD.2+ years
Service code 51 · EIN 98-0674990
Investment Mgmt Fees
$2,496,755
EDGEWOOD MANAGEMENT LLC2+ years
Service code 51 · EIN 20-4441790
Investment Mgmt Fees
$2,000,757
BRIGADE CAPITAL MANAGEMENT, LP2+ years
Service code 28 · EIN 20-4895879
Investment Management
$1,930,439
EQT SERVICES (UK) LIMITED2+ years
Service code 51 · EIN 98-1064072
Investment Mgmt Fees
$1,864,063
HONY CAPITAL FUND V, LP2+ years
Service code 28
Investment Management
$1,719,216

Enrolled actuary

1 attachment
SB

RICHARD C. SANDERS

MERCER
Enrollment #1705495
ONE UNIVERSITY SQUARE DRIVE
SUITE 100
PRINCETON, NJ 085406455
(609) 520-2586
Signed 2017-09-27

Plan features & details

Pension benefit codes1A1C
Plan features
  • 1A
    Benefits are primarily pay related
    Benefits under the plan are primarily determined with reference to a participant's pay (e.g. final-average-pay formula).
  • 1C
    Cash balance or similar plan
    A cash balance formula in a defined benefit plan that expresses the accrued benefit in terms more common to a defined contribution plan such as a hypothetical account balance or single sum amount (includes personal account plan pension equity plan life cycle plan and cash account plan).

Opportunity flags

1 tripped
  • InformationalWind-down / frozen

    Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.

Expense breakdown

Schedule H Part II
Admin total
$92.6M
$654 / participant
  • Investment mgmt$68M72.9%
  • Other / not subdivided$25M27.1%
% of EOY assets
0.636%
all-in expense ratio
Categories reported
1 / 9
subdivided buckets used

Audit opinion

Schedule H Part III
Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm
FAW CASSON & CO., LLP
Auditor EIN
520619968
Audit fees
(not subdivided)
Opinion code
Unqualified