No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC EIN 34-1479833 NONE | Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Investment advisory (participants); Recordkeeping fees Service code 15 | — | $79K |
| INSTITUTE FOR WEALTH MGMT LLC EIN 20-0013572 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $73K |
| SONATA CAPITAL GROUP INC EIN 91-2035283 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $50K |
| TITUS WEALTH MANAGEMENT EIN 94-2949997 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $15K |
| FIRST REPUBLIC INVESTMENT MANA EIN 22-3623353 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $15K |
| BECKER CAPITAL MANAGEMENT INC EIN 93-0663104 NONE | Investment advisory (participants); Direct payment from the plan Service code 26 | — | $14K |
| MESIROW FINANCIAL EIN 36-3194849 NONE | Investment management; Direct payment from the plan Service code 28 | — | $13K |
| COLDSTREAM WEALTH MANAGEMENT EIN 93-1052371 NONE | Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $8K |
| CHARLES SCHWAB & CO., INC EIN 94-1737782 NONE | Securities brokerage commissions and fees; Shareholder servicing fees; Direct payment from the plan; Securities brokerage; Float revenue Service code 33 | — | $2K |
| CHARLES SCHWAB & CO,.INC. AND AFFIL | Shareholder servicing fees Service code 59 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,346 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 620 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 7 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 1,973 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | NORTHWESTERN MUTUAL | 4 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 4 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.