See the carriers, broker commissions and premiums for this plan.
It also shows filing history and funding margin. Your first month is $4.99.
See 4 contract rows with premium, retention and renewal dates. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See commissions and fees for 3 broker rows. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES, LLC EIN 46-5378846 RECORDKEEPER | Participant communication; Recordkeeping and information management (computing, tabulating, data processing, etc.); Recordkeeping fees; Account maintenance fees; Participant loan processing Service code 15 | — | $402K |
| BRANDES INVESTMENT PARTNERS EIN 33-0704072 INVESTMENT ADVISOR | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | — | $247K |
| INVESCO INTERNATIONAL EIN 32-6065438 INVESTMENT ADV | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | — | $238K |
| UBS FINANCIAL SERVICES EIN 13-2638166 INVESTMENT ADVISOR | Investment advisory (plan); Other fees; Account maintenance fees Service code 27 | — | $164K |
| D. A. DAVIDSON INVESTMENT ADVISORS EIN 81-0139474 INVESTMENT ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | — | $43K |
| NORTHWESTERN MUTUAL EIN 52-2114207 INVESTMENT ADVISOR | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | — | $21K |
| TD AMERITRADE EIN 47-0533629 INVESTMENT ADVISOR | Investment advisory (participants); Investment management fees paid directly by plan; Securities brokerage Service code 26 | — | $18K |
| MERRILL LYNCH EIN 13-3266276 INVESTMENT ADV | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | — | $16K |
| CONCERT WEALTH MANAGEMENT EIN 26-0815109 INVESTMENT ADV | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | — | $15K |
| MCGINN INVESTMENT MANAGEMENT INC EIN 52-1760109 INVESTMENT ADVISOR | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | — | $9K |
| SONATA CAPITAL GROUP INVESTMENT ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | 2001 6TH AVE SUITE #2600 SEATTLE, WA 98101 | $8K |
| CHARLES SCHWAB INVESTMENT ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | 2423 E. LINCOLN DRIVE PHOENIX, AZ 85016 | $7K |
| COLDSTREAM CAPITAL MANAGEMENT EIN 93-1052371 INVESTMENT ADV | Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | — | $6K |
| BUCKINGHAM ASSET MANAGEMENT EIN 20-8306720 INVESTMENT ADV | Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | — | $6K |
| MG TRUST COMPANY DBA MATRIX TRUST C EIN 75-3182674 CUSTODIAN | Soft dollars commissions; Float revenue Service code 62 | — | $0 |
| TD AMERITRADE, INC. | Distribution (12b-1) fees; Soft dollars commissions; Sub-transfer agency fees; Shareholder servicing fees Service code 59 | — | $0 |
| UBS FINANCIAL SVCS | Other fees Service code 99 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,103 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 466 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 0 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 1,569 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance(4 contracts, 3 carriers) | NORTHWESTERN MUTUAL | 7 | $0 |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 7 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Schedule A changed between filings. The plan moved between insured and self-funded, or contracts were added or removed. The transition window is open.