No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC EIN 46-5378846 RECORDKEEPER | Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Participant communication; Recordkeeping fees; Participant loan processing Service code 15 | — | $379K |
| BRANDES INVESTMENT PARTNERS LP EIN 33-0704072 INVESTMENT ADVISOR | Investment advisory (participants); Investment advisory (plan); Direct payment from the plan; Investment management fees paid directly by plan Service code 26 | — | $326K |
| MADISON PARK ADVISORS, LLC INVESTMENT ADVISOR | Direct payment from the plan; Investment advisory (participants); Investment management fees paid directly by plan Service code 26 | 1201 3RD AVENUE, STE 5040 SEATTLE, WA 98101 | $59K |
| NORTHWESTERN MUTUAL FINANCIAL BROKER SERVICE | Direct payment from the plan; Insurance brokerage commissions and fees Service code 50 | 601 UNION STREET, SUITE 2500 SEATTLE, WA 98101 | $45K |
| SONATA CAPITAL GROUP EIN 91-2035283 INVESTMENT ADVISOR | Direct payment from the plan; Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | — | $41K |
| UBS FINANCIAL SERVICES EIN 13-2638166 INVESTMENT ADV | Other fees; Account maintenance fees; Direct payment from the plan; Investment advisory (plan) Service code 27 | — | $26K |
| MERRILL LYNCH EIN 13-3266276 INVESTMENT ADV | Direct payment from the plan; Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | — | $20K |
| FIRST REPUBLIC INV COMPANY INVESTMENT ADVISOR | Direct payment from the plan; Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | 111 PINE STREET SAN FRANCISCO, CA 94111 | $16K |
| BECKER CAPITAL MANAGEMENT, INC. EIN 93-0663104 INVESTMENT ADVISOR | Investment management fees paid directly by plan; Investment advisory (participants); Direct payment from the plan Service code 26 | — | $15K |
| MESIROW FINANCIAL INV MGMT INC. EIN 36-3429599 INVESTMENT ADVISOR | Investment management fees paid directly by plan; Direct payment from the plan; Investment advisory (participants) Service code 26 | — | $15K |
| JEFFERSON PILOT SECURITIES CORPORAT INVESTMENT ADVISOR | Investment advisory (participants); Direct payment from the plan; Investment management fees paid directly by plan Service code 26 | 359 BEL MARIN KEYS BLVD, STE 28 NOVATO, CA 94949 | $14K |
| COLDSTREAM CAPITAL MANAGEMENT EIN 93-1052371 INVESTMENT ADV | Investment management fees paid directly by plan; Investment advisory (participants); Direct payment from the plan Service code 26 | — | $8K |
| BUCKINGHAM ASSET MANAGEMENT ADV SVS EIN 20-8306720 INVESTMENT ADV | Investment advisory (participants); Direct payment from the plan; Investment management fees paid directly by plan Service code 26 | — | $6K |
| TD AMERITRADE INC. EIN 47-0533629 BROKER | Custodial (securities); Shareholder servicing fees; Sub-transfer agency fees; Soft dollars commissions; Direct payment from the plan; Securities brokerage Service code 19 | — | $6K |
| SANFORD BERNSTEIN INVESTMENT ADVISOR | Direct payment from the plan; Investment management fees paid directly by plan; Investment advisory (participants) Service code 26 | 601 UNION STREET, STE 4650 SEATTLE, WA 98101 | $6K |
| MATRIX TRUST COMPANY EIN 75-3182674 TRUSTEE | Custodial (other than securities); Float revenue; Custodial (securities); Trustee (bank, trust company, or similar financial institution); Trustee (directed); Other services Service code 18 | — | $0 |
| MSCS FIN SERVICES DIV OF BROADRIDGE EIN 33-1151291 TRUSTEE | Sub-transfer agency fees; Distribution (12b-1) fees; Shareholder servicing fees; Finders' fees / placement fees; Soft dollars commissions Service code 59 | — | $0 |
| TD AMERITRADE, INC. | Sub-transfer agency fees; Securities brokerage; Shareholder servicing fees; Custodial (securities); Soft dollars commissions Service code 19 | — | $0 |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,247 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 660 | Vested but not currently using benefits. |
| Beneficiaries receiving benefits | 9 | Spouses or dependents with eligibility independent of the participant. |
| Total participants (= "Plan participants" tile) | 1,916 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance(3 contracts, 2 carriers) | NORTHWESTERN MUTUAL | 8 | $21K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 8 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Top carrier holds >85% of premium. If that carrier hits a rate increase, the entire plan moves.