| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| JULIE SLAUGHTER3 Filed as: JULIE RODEN | 8713 E MALCOMB DR SCOTTSDALE, AZ 85250 | BLUE CROSS BLUE SHIELD OF ARIZONA | $19K | — | $19K | 3.63% |
| JULIE SLAUGHTER3 Filed as: JULIE RODEN | 8713 E MALCOMB DR SCOTTSDALE, AZ 85250 | METROPOLITAN LIFE INSURANCE COMPANY | $3K | — | $3K | 5.50% |
| JULIE A RODEN3 | 8713 E MALCOMB DR SCOTTSDALE, AZ 85250 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $3K | — | $3K | 10.00% |
| JULIE A RODEN3 | 8713 E MALCOMB DR SCOTTSDALE, AZ 85250 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $1K | — | $1K | 10.00% |
| JULIE A RODEN3 | 8713 E MALCOMB DR SCOTTSDALE, AZ 85250 | UNITED DENTAL CARE OF ARIZONA, INC | $372 | — | $372 | 8.01% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 207 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 207 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical) | BLUE CROSS BLUE SHIELD OF ARIZONA | 85 | $519K |
| Dental(2 contracts, 2 carriers) | METROPOLITAN LIFE INSURANCE COMPANY | 207 | $62K |
| Vision | BLUE CROSS BLUE SHIELD OF ARIZONA | 85 | $519K |
| Life insurance(2 contracts) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 109 | $42K |
| Long-term disability | UNUM LIFE INSURANCE COMPANY OF AMERICA | 109 | $12K |
| Prescription drug | BLUE CROSS BLUE SHIELD OF ARIZONA | 85 | $519K |
| Other(2 contracts) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 109 | $42K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 207 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
The primary carrier changed from prior filing. The plan is already willing to move; opportunity to re-pitch on the next cycle.
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.