| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| EMERSON REID LLC3 Filed as: EMERSON, REID LLC | THE EMPIRE STATE BUILDING NEW YORK, NY 10118 | AETNA LIFE INSURANCE CO. | $7K | — | $7K | 1.57% |
| DANIEL P BATTY3 | 111 E UWCHLAN AVE EXTON, PA 19341 | HIGHMARK INC. | $2K | — | $2K | 2.02% |
| ASSUREDPARTNERS3 Filed as: EMERSON ROGERS LLC | 100 PINEWOOD LANE SUITE 301 WARRENDALE, PA 15086 | HIGHMARK INC. | $816 | — | $816 | 1.01% |
| DANIEL P BATTY3 Filed as: DANIEL BATTY | 111 E UWCHLAN AVE EXTON, PA 19341 | METROPOLITAN LIFE INSURANCE COMPANY | $2K | — | $2K | 4.64% |
| CHRISTOPHER A LUPP3 Filed as: CHRISTOPHER COCORES | 160 RICH VALLEY RD MECHANICSBURG, PA 17050 | METROPOLITAN LIFE INSURANCE COMPANY | $864 | — | $864 | 1.79% |
| DANIEL P BATTY3 | 111 E UWCHLAN AVE EXTON, PA 19341 | STANDARD INSURANCE COMPANY | $4K | — | $4K | 11.11% |
| DANIEL P BATTY3 | 111 E UWCHLAN AVE EXTON, PA 19341 | STANDARD INSURANCE COMPANY | $3K | — | $3K | 9.56% |
| DANIEL P BATTY3 Filed as: DANIEL BATTY | 111 E. UWCHLAN AVE EXTON, PA 19341 | STANDARD INSURANCE COMPANY | $1K | — | $1K | 9.90% |
| DANIEL P BATTY3 Filed as: DANIEL BATTY | 111 E. UWCHLAN AVE EXTON, PA 19341 | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | $95 | — | $95 | 0.83% |
| CHRISTOPHER A LUPP3 Filed as: CHRISTOPHER COCORES | STE 307 100 STERLING PKWY MECHANICSBURG, PA 17050 | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | $16 | — | $16 | 0.14% |
| DANIEL P BATTY3 | 111 E UWCHLAN AVE EXTON, PA 19341 | STANDARD INSURANCE COMPANY | $626 | — | $626 | 11.00% |
| BATTY,DANIEL3 | 111 E UWCHLAN AVE EXTON, PA 19341 | RELIANCE STANDARD LIFE INSURANCE COMPANY | $697 | $87 | $784 | 16.87% |
| DANIEL P BATTY3 | 111 E UWCHLAN AVE EXTON, PA 19341 | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | $121 | — | $121 | 4.70% |
| CHRISTOPER CHARLES COCORES3 | STE 307 100 STERLING PKWY MECHANICSURG, PA 17050 | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | $28 | — | $28 | 1.09% |
| BATTY,DANIEL3 | 111 E UWCHLAN AVE EXTON, PA 19341 | RELIANCE STANDARD LIFE INSURANCE COMPANY | $379 | $63 | $442 | 17.47% |
| DANIEL P BATTY3 Filed as: DANIEL BATTY | 111 E. UWCHLAN AVE EXTON, PA 19341 | STANDARD INSURANCE COMPANY | $288 | — | $288 | 14.98% |
| DANIEL P BATTY3 Filed as: DANIEL BATTY | 111 E. UWCHLAN AVE EXTON, PA 19341 | STANDARD INSURANCE COMPANY | $282 | — | $282 | 14.98% |
| Provider | Services | Address | Compensation |
|---|---|---|---|
| DANIEL P BATTY BROKER | Insurance agents and brokers Service code 22 | 111 E UWCHLAN AVENUE EXTON, PA 19341 | $14K |
| CHRISTOPHER COCORES BROKER | Insurance agents and brokers Service code 22 | 3 WOODSTOCK COURT MECHANICSBURG, PA 17050 | $10K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 136 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 0 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 1 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 137 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(2 contracts, 2 carriers) | AETNA LIFE INSURANCE CO. | 78 | $532K |
| Dental | METROPOLITAN LIFE INSURANCE COMPANY | 132 | $48K |
| Vision | METROPOLITAN LIFE INSURANCE COMPANY | 132 | $48K |
| Life insurance(4 contracts, 2 carriers) | STANDARD INSURANCE COMPANY | 114 | $33K |
| Short-term disability | STANDARD INSURANCE COMPANY | 114 | $26K |
| Long-term disability | STANDARD INSURANCE COMPANY | 109 | $33K |
| Other(8 contracts, 4 carriers) | HIGHMARK INC. | 110 | $119K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 132 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.
Premium per covered life exceeds 2× the peer median for this NAICS + size cohort. Either richly-funded plan or struggling with a bad rate.