| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| LOCKTON COMPANIES, LLC3 Filed as: LOCKTON COMPANIES LLC | 1185 AVENUE OF THE AMERICAS STE 2010 NEW YORK, NY 10036 | SUN LIFE ASSURANCE COMPANY OF CANADA | $109K | — | $109K | 4.15% |
| LOCKTON COMPANIES, LLC3 Filed as: LOCKTON COMPANIES LLC | 2100 ROSS AVE SUITE 1200 DALLAS, TX 75201 | KAISER FOUNDATION HEALTH PLAN OF THE MID-ATLANTIC | $0 | $12K | $12K | 0.81% |
| LOCKTON COMPANIES, LLC3 Filed as: LOCKTON COMPANIES LLC | BANK OF AMERICA PO BOX 417483 BOSTON, MA 022417484 | PRUDENTIAL INSURANCE COMPANY OF AMERICA | $41K | — | $41K | 3.47% |
| LOCKTON COMPANIES, LLC3 Filed as: LOCKTON COMPANIES LLC | 2100 ROSS AVENUE SUITE 1200 DALLAS, TX 75201 | PRUDENTIAL INSURANCE COMPANY OF AMERICA | $24K | — | $24K | 2.00% |
| J MANNING AND ASSOCIATES3 Filed as: J. MANNING & ASSOCIATES, INC. | JERRY MANNING 1034 NO. ASHLAND AVE CHICAGO, IL 60622 | GENWORTH LIFE INSURANCE COMPANY | $32K | — | $32K | 6.01% |
| LOCKTON COMPANIES, LLC3 Filed as: LOCKTON COMPANIES LLC | 1801 K STREET, NW #200 WASHINGTON, DC 20006 | GENWORTH LIFE INSURANCE COMPANY | $26K | — | $26K | 4.81% |
| LTCI PARTNERS LLC3 | 100 FIELD DR #310 LAKE FOREST, IL 60045 | GENWORTH LIFE INSURANCE COMPANY | $4K | — | $4K | 0.67% |
| LOCKTON COMPANIES, LLC3 | NORTHEAST SERIES OF LOCKTON COMPANI C/O BANK OF AMERICA BOSTON, MA 02241 | GUIDEONE SPECIALTY MUTUAL INSURANCE COMPANY | $17K | — | $17K | 10.00% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 3,464 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 3,464 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(4 contracts, 3 carriers) | KAISER FOUNDATION HEALTH PLAN OF THE MID-ATLANTIC | 298 | $1.7M |
| Life insurance | SUN LIFE ASSURANCE COMPANY OF CANADA | 3,589 | $2.6M |
| Long-term disability | PRUDENTIAL INSURANCE COMPANY OF AMERICA | 3,447 | $1.2M |
| Other(5 contracts, 5 carriers) | SUN LIFE ASSURANCE COMPANY OF CANADA | 3,589 | $4.5M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 3,589 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.