No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC EIN 20-8764829 NONE | Securities brokerage; Direct payment from the plan; Other investment fees and expenses; Securities brokerage commissions and fees; Investment advisory (plan) Service code 27 | — | $242K |
| TCW ASSET MGMT COMPANY, LLC EIN 95-3703295 NONE | Investment management; Investment management fees paid directly by plan; Securities brokerage commissions and fees; Soft dollars commissions Service code 28 | — | $229K |
| ARISTOTLE CAPITAL MANAGEMENT EIN 95-4833644 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $148K |
| ZIEGLER CAPITAL MANAGEMENT, LLC EIN 85-0597999 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $102K |
| LOOMIS SAYLES TRUST COMPANY EIN 04-3200030 NONE | Soft dollars commissions; Investment management fees paid directly by plan; Investment management Service code 28 | — | $97K |
| PACIFIC INCOME ADVISERS, INC. EIN 95-4067974 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $72K |
| RICE HALL JAMES & ASSOCIATES LLC EIN 43-1995258 NONE | Investment management fees paid directly by plan Service code 51 | — | $67K |
| HARDING LOEVNER LP EIN 27-0684167 NONE | Soft dollars commissions; Securities brokerage commissions and fees; Investment management fees paid directly by plan; Investment management Service code 28 | — | $66K |
| FOUNDRY PARTNERS LLC EIN 46-1184506 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $65K |
| TRUIST BANK EIN 56-1074313 NONE | Other investment fees and expenses; Other services; Custodial (securities); Investment management fees paid directly by plan Service code 19 | — | $61K |
| EARNEST PARTNERS, LLC EIN 58-2386669 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $60K |
| FIERA CAPITAL EIN 13-2726734 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $55K |
| CHARTWELL INVESTMENT PARTNERS, LLC EIN 36-4776242 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $51K |
| DELAWARE CAPITAL EIN 23-2693133 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $39K |
| BNY MELLON EIN 25-6078093 NONE | Investment management fees paid indirectly by plan; Investment management fees paid directly by plan; Investment management Service code 28 | — | $25K |
| BLACKROCK INVESTMENT MGMT. LLC EIN 20-5319476 NONE | Investment management; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan Service code 28 | — | $21K |
| LEGAL & GENERAL INV. MGMT. AMERICA EIN 20-8058531 NONE | Investment management fees paid directly by plan; Investment management; Investment management fees paid indirectly by plan Service code 28 | — | $19K |
| CAPFINANCIAL PARTNERS, LLC EIN 26-0058143 NONE | Investment advisory (plan) Service code 27 | — | $14K |
| CAMBIAR INVESTORS LLC EIN 84-1596610 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $10K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 4,061 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 4,061 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.