No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SMW NATIONAL PENSION PLAN EIN 52-6112463 NONE | Contract Administrator; Direct payment from the plan Service code 13 | — | $305K |
| DATA RESEARCH GROUP EIN 20-3223476 NONE | Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Direct payment from the plan Service code 15 | — | $184K |
| THE TCW GROUP INC EIN 95-2642764 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $144K |
| EMPLOYEE 111 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $133K |
| SHEET METAL WORKERS NATIONAL HEALTH EIN 52-1466749 NONE | Other fees; Other services Service code 49 | — | $117K |
| EMPLOYEE 088 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $107K |
| SCHUCHAT, COOK & WERNER EIN 43-0763010 NONE | Legal; Direct payment from the plan Service code 29 | — | $105K |
| ZIEGLER CAPITAL MGMT LLC EIN 27-2347077 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $89K |
| LOOMIS SAYLES & CO LP EIN 04-3200030 NONE | Investment management; Investment management fees paid directly by plan; Soft dollars commissions Service code 28 | — | $83K |
| GW CAPITAL, INC. EIN 68-0204817 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $74K |
| BANK OF NY MELLON EIN 13-5160382 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $60K |
| EMPLOYEE 013 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $59K |
| EMPLOYEE 059 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $56K |
| THE SEGAL CO. INC EIN 13-1835864 NONE | Direct payment from the plan; Consulting (general); Actuarial Service code 11 | — | $52K |
| FOUNDRY PARTNERS LLC EIN 46-1184506 NONE | Investment management fees paid directly by plan; Securities brokerage commissions and fees; Soft dollars commissions; Investment management Service code 28 | — | $48K |
| EMPLOYEE 057 EIN 23-7315003 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $44K |
| NOVAK FRANCELLA LLC EIN 61-1436956 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $42K |
| CAMBIAR INVESTORS LLC EIN 84-1596610 NONE | Soft dollars commissions; Investment management fees paid directly by plan; Investment management Service code 28 | — | $42K |
| EMPLOYEE 064 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $40K |
| EMPLOYEE 042 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $40K |
| EMPLOYEE 070 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $40K |
| EMPLOYEE 035 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $39K |
| APEX CAPITAL MANAGEMENT EIN 31-1198068 NONE | Investment management fees paid directly by plan; Investment management; Securities brokerage commissions and fees Service code 28 | — | $38K |
| EMPLOYEE 047 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $36K |
| EMPLOYEE 041 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $34K |
| EMPLOYEE 008 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $34K |
| EMPLOYEE 092 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $33K |
| SUNTRUST BANK EIN 58-1575035 NONE | Other investment fees and expenses; Investment management fees paid directly by plan; Other services; Custodial (securities) Service code 19 | — | $32K |
| MORGAN STANLEY SMITH BARNEY LLC EIN 26-4310632 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $27K |
| WELLS CAPITAL MGMT EIN 95-3692822 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $13K |
| SEGAL SELECT INSURANCE SERVICES EIN 46-0619194 NONE | Insurance agents and brokers; Insurance brokerage commissions and fees Service code 22 | — | $12K |
| MOSAIC EIN 52-0821478 NONE | Direct payment from the plan; Other services Service code 49 | — | $7K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 3,074 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 3,074 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.