No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| GRAYSTONE CONSULTING EIN 36-3145972 NONE | Investment management fees paid directly by plan; Investment advisory (plan) Service code 27 | — | $143K |
| TCW ASSET MGMT COMPANY LLC EIN 95-3703295 NONE | Investment management; Investment management fees paid directly by plan; Securities brokerage commissions and fees Service code 28 | — | $138K |
| THE BANK OF NEW YORK MELLON EIN 13-5160382 NONE | Investment management; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan Service code 28 | — | $85K |
| ZIEGLER CAPITAL MANAGEMENT EIN 37-2347077 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $84K |
| FOUNDRY PARTNERS LLC EIN 46-1184506 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $77K |
| ARISTOTLE CAPITAL MANAGEMENT EIN 95-4833644 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $71K |
| SUNTRUST BANK EIN 58-1575035 NONE | Other services; Custodial (securities); Other investment fees and expenses; Investment management fees paid directly by plan Service code 19 | — | $71K |
| FIERA CAPITAL EIN 13-2726734 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $66K |
| CAMBIAR INVESTORS LLC EIN 84-1596610 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $63K |
| LOOMIS SAYLES & CO. EIN 04-3200030 NONE | Soft dollars commissions; Investment management; Investment management fees paid directly by plan Service code 28 | — | $51K |
| PACIFIC INCOME ADVISORS EIN 95-4067974 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $45K |
| CHARTWELL INVESTMENT PARTNERS EIN 36-4776242 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $40K |
| BNY MELLON ASSET MGMT NORTH AMERICA EIN 25-6078093 NONE | Investment management; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan Service code 28 | — | $15K |
| PORTFOLIO EVALUATIONS, INC NONE | Investment advisory (plan) Service code 27 | 15 INDEPENDENCE BLVD WARREN, NY 07059 | $11K |
| LEGAL & GENERAL INV. MGMT. AMERICA NONE | Investment management fees paid directly by plan; Investment management Service code 28 | 71 S. WACKER DRIVE, SUITE 800 CHICAGO, IL 60606 | $6K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 3,324 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 3,324 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.