No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| SMW NATIONAL PENSION PLAN EIN 52-6112463 NONE | Direct payment from the plan; Contract Administrator Service code 13 | — | $342K |
| DATA RESEARCH GROUP EIN 20-3223476 NONE | Direct payment from the plan; Other services Service code 49 | — | $270K |
| TCW ASSET MANAGEMENT COMPANY EIN 95-2642764 NONE | Soft dollars commissions; Investment management; Investment management fees paid directly by plan Service code 28 | — | $154K |
| EMPLOYEE 111 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $135K |
| SHEET METAL WORKERS NATIONAL HEALTH EIN 52-1466749 NONE | Other services; Other fees Service code 49 | — | $117K |
| ZIEGLER CAPITAL MGMT LLC EIN 27-2347077 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $97K |
| LOOMIS SAYLES & CO LP EIN 04-3200030 NONE | Investment management; Soft dollars commissions Service code 28 | — | $91K |
| GRAYSTONE - MORGAN STANLEY EIN 36-3145972 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $75K |
| EMPLOYEE 013 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $58K |
| FOUNDRY PARTNERS LLC EIN 46-1184506 NONE | Investment management; Soft dollars commissions; Securities brokerage commissions and fees Service code 28 | — | $56K |
| CAMBIAR INVESTORS LLC EIN 84-1596610 NONE | Investment management; Soft dollars commissions; Investment management fees paid directly by plan Service code 28 | — | $56K |
| EMPLOYEE 059 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $56K |
| THE SEGAL CO. INC EIN 13-1835864 NONE | Actuarial; Direct payment from the plan Service code 11 | — | $52K |
| FIERA CAPITAL INC EIN 13-2726734 NONE | Investment management; Investment management fees paid directly by plan; Securities brokerage commissions and fees Service code 28 | — | $48K |
| EMPLOYEE 057 EIN 23-7315003 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $45K |
| NOVAK FRANCELLA LLC EIN 61-1436956 NONE | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $43K |
| CHARTWELL INVESTMENT PARTNERS LLC EIN 36-4776242 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $43K |
| EMPLOYEE 070 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $41K |
| EMPLOYEE 064 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $41K |
| EMPLOYEE 042 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $40K |
| EMPLOYEE 047 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $39K |
| SUNTRUST BANK EIN 58-1575035 NONE | Custodial (securities); Other investment fees and expenses; Other services; Investment management fees paid directly by plan Service code 19 | — | $37K |
| EMPLOYEE 035 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $35K |
| EMPLOYEE 008 EIN 23-7315003 EMPLOYEE | Direct payment from the plan; Employee (plan) Service code 30 | — | $35K |
| EMPLOYEE 092 EIN 23-7315003 EMPLOYEE | Employee (plan); Direct payment from the plan Service code 30 | — | $34K |
| SCHUCHAT, COOK & WERNER EIN 43-0763010 NONE | Legal; Direct payment from the plan Service code 29 | — | $33K |
| SLEVIN & HART PC EIN 52-1708613 NONE | Legal; Direct payment from the plan Service code 29 | — | $25K |
| GW CAPITAL, INC. EIN 68-0204817 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $18K |
| BANK OF NY MELLON EIN 13-5160382 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $16K |
| FONTANA LITHOGRAPH EIN 52-0821478 NONE | Direct payment from the plan; Other services Service code 49 | — | $7K |
| MELLON CAPITAL MANAGEMENT CORP NONE | Investment management; Investment management fees paid directly by plan Service code 28 | 50 FREMONT STREET, STE 3900 SAN FRANCISCO, CA 94105 | $7K |
| AMALGAMATED BANK EIN 13-4920330 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $6K |
| ABEL/NOSER EIN 13-2833083 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $5K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 3,231 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 3,231 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.