No insurance carriers on this filing. Self-funded welfare plans typically pay TPAs and PBMs through Schedule C, not Schedule A.
No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC EIN 11-3658445 NONE | Securities brokerage commissions and fees; Direct payment from the plan; Other investment fees and expenses; Investment advisory (plan); Securities brokerage Service code 27 | — | $319K |
| ARISTOTLE CAPITAL MANAGEMENT, LLC EIN 95-4833644 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $120K |
| F/M INVESTMENTS LLC EIN 93-4308588 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $118K |
| CHARTWELL INVESTMENT PARTNERS LLC EIN 36-4776242 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $115K |
| TCW ASSET MGMT COMPANY, LLC EIN 95-3703295 NONE | Investment management fees paid directly by plan; Investment management; Securities brokerage commissions and fees; Soft dollars commissions Service code 28 | — | $104K |
| RICE HALL JAMES & ASSOCIATES LLC EIN 43-1995258 NONE | Investment management fees paid directly by plan Service code 51 | — | $99K |
| LOOMIS SAYLES TRUST COMPANY EIN 04-3200030 NONE | Investment management; Investment management fees paid directly by plan; Soft dollars commissions Service code 28 | — | $90K |
| FOUNDRY PARTNERS LLC EIN 46-1184506 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $86K |
| TRUIST BANK EIN 56-1074313 NONE | Other investment fees and expenses; Custodial (securities); Other services; Investment management fees paid directly by plan Service code 19 | — | $81K |
| PACIFIC INCOME ADVISERS, INC. EIN 95-4067974 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $78K |
| EARNEST PARTNERS, LLC EIN 58-2386669 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $75K |
| HARDING LOEVNER LP EIN 27-0684167 NONE | Investment management fees paid directly by plan; Investment management fees paid indirectly by plan; Investment management; Soft dollars commissions Service code 28 | — | $72K |
| MONDRIAN INVESTMENT PARTNERS EIN 98-0117968 NONE | Investment management; Investment management fees paid directly by plan Service code 28 | — | $59K |
| NATIONAL INVESTMENT SERVICES, LLC EIN 84-3937993 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $58K |
| FIERA CAPITAL, INC. EIN 13-2726734 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $55K |
| BLACKROCK INVESTMENT MGMT. LLC EIN 20-5319476 NONE | Investment management; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan Service code 28 | — | $48K |
| BANK OF NEW YORK MELLON EIN 25-6078093 NONE | Investment management fees paid indirectly by plan; Investment management fees paid directly by plan; Investment management Service code 28 | — | $40K |
| CAPFINANCIAL PARTNERS, LLC EIN 26-0058143 NONE | Investment advisory (plan) Service code 27 | — | $15K |
| LEGAL & GENERAL INV. MGMT. AMERICA EIN 20-8058531 NONE | Investment management; Investment management fees paid indirectly by plan; Investment management fees paid directly by plan Service code 28 | — | $13K |
| DELAWARE CAPITAL MANAGEMENT EIN 23-2693133 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $11K |
| ABEL NOSER LLC EIN 81-2351666 NONE | Investment advisory (plan) Service code 27 | — | $5K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 4,345 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 4,345 | Active + retired/separated + beneficiaries. No dependents. |
No Schedule A insurance contracts on this filing — typical of fully self-funded plans, where the only headcount is the Form 5500 number above.
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Self-funded plan with no stop-loss carrier attached. Catastrophic-risk exposure; stop-loss specialist sales target.