| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| PROFESSIONAL GROUP PLANS INC Filed as: PROFESSIONAL GROUP PLANS | 225 WIRELESS BLVD SUITE 200 HAUPPAUGE, NY 11788 | GUARDIAN | $13K | $4K | $17K | 15.50% |
| SAMUEL TATUM | 132 HENRY ST GREENSICH, CT 06830 | AFLAC | $4K | $146 | $4K | 4.88% |
| KENNETH B PARSON | 4 BUTLER LANE NEW MILFORD, CT 06776 | AFLAC | $4K | $12 | $4K | 4.67% |
| JEANMARIE F MCLEAN | 71 RIDGECREST DR RIDGEFIELD, CT 08877 | AFLAC | $1K | $1 | $1K | 1.47% |
| JUSTIN GRIFFEY | 535 CONNECTICUT AVE SUITE 103 NORWALK, CT 06854 | AFLAC | $1K | $49 | $1K | 1.39% |
| BRIAN FAIN | 93 HOTCHKISS GROVE RD BRANSFORD, CT 06405 | AFLAC | $651 | — | $651 | 0.82% |
| SAMUEL TATUM | 5 RUSTIC LN NORWALK, CT 06851 | AFLAC | $532 | — | $532 | 0.67% |
| THE HORTON GROUP Filed as: ALEX HORTON | 1 SELLECK ST SUITE 3 NORWALK, CT 06855 | AFLAC | $206 | — | $206 | 0.26% |
| WILLIAM FEIERSTEIN | 152 CRANE RD CARMEL, NY 10512 | AFLAC | $179 | — | $179 | 0.23% |
| DAWN MASCHAS | 11 RACEBROOK DR BETHEL, CT 06601 | AFLAC | $170 | — | $170 | 0.21% |
| PAUL M WALSH | 44 HUNTERS RIDGE ROAD SHELTON, CT 06484 | AFLAC | $153 | — | $153 | 0.19% |
| MICHAEL REYES Filed as: MICHAEL ROBERTS | 535 CONNECTICUT AVE SUITE 103 NORWALK, CT 06854 | AFLAC | $116 | — | $116 | 0.15% |
| LOUIS R FAIOLA | 19 WOODMONT CIRCLE EAST HADDAM, CT 06423 | AFLAC | $77 | — | $77 | 0.10% |
| MATTHEW G BERGER | 1020 NORTH DELAWARE AVE 4TH FL SUITE A 302 PHILADELPHIA, PA 19125 | AFLAC | $72 | — | $72 | 0.09% |
| CHRISTOPHER S AUSTERMANN | AFLAC ST STATE OFFICE 185 PLAINS ROAD SUITE 200E MILFORD, CT 06461 | AFLAC | $60 | — | $60 | 0.08% |
| MICHAEL T REYES | 185 PLAINS RD SUITE 200E MILFORD, CT 06461 | AFLAC | $48 | — | $48 | 0.06% |
| JOANN AMEDOLA | 32 E PEMBROKE RD DANBURY, CT 06811 | AFLAC | $48 | — | $48 | 0.06% |
| JOHN K SCHULE Filed as: JOHN SCHULE | 102 BLACKWOOD LANE STAMFORD, CT 06903 | AFLAC | $48 | — | $48 | 0.06% |
| IRWIN H ZAETZ | 36 TANGLEWOOD DR DANBURY, CT 06811 | AFLAC | $34 | — | $34 | 0.04% |
| JASON SCZEPANIAK Filed as: JASON HARTMAN | 560 WHITE PLAINS RD SUITE 320 TARRYTOWN, NY 10591 | AFLAC | $33 | — | $33 | 0.04% |
| MARTIN POSNER | 4 ALEXANDER DRIVE BREWSTER, NY 10509 | AFLAC | $26 | — | $26 | 0.03% |
| ROBERT JAMES LAMB | 181 DEEPWOOD DRIVE GUILFORD, CT 06437 | AFLAC | $24 | — | $24 | 0.03% |
| MCINERNEY GROUP LLC Filed as: MCINERNEY GROUP | 580 WHITE PLAINS ROAD SUITE 600 TARRYTOWN, NY 10591 | AFLAC | $17 | — | $17 | 0.02% |
| CHRISTIAN VIRZI | 185 PLAINS ROAD SUITE 200E MILFORD, CT 06461 | AFLAC | $14 | — | $14 | 0.02% |
| NATALIE D RYAN Filed as: NATALIE RYAN | 5 MASON PRATT DR UNIT 303 CODCORD, MA 01742 | AFLAC | $5 | — | $5 | 0.01% |
| DONNA ALDAY | 110 BURWOOD AVE STAMFORD, CT 06902 | AFLAC | $3 | — | $3 | 0.00% |
| KEVIN MCCARTHY | 197 LANG DR NORTH KINGSTOWN, RI 02852 | AFLAC | $2 | — | $2 | 0.00% |
| MELISSA A SCHOFIELD Filed as: MELISSA SCHOFIELD | 932 E VOLK LANE MIDDLETOWN, CT 06457 | AFLAC | $2 | — | $2 | 0.00% |
| MELISSA A SCHOFIELD Filed as: MELISSA SCHOFIELD | 34 WATCH HILL DR MIDDLETOWN, CT 06457 | AFLAC | $2 | — | $2 | 0.00% |
| DEBORAH SCOTT | 40 JEFFERSON AVE DANBURY, CT 06810 | AFLAC | — | — | $0 | 0.00% |
| JULIE SLAUGHTER | 430 BOARDWALK WALLED LAKE, MI 48390 | AFLAC | — | — | $0 | 0.00% |
| CHRISTOPHER S AUSTERMANN Filed as: CHRISTOPHER AUSTERMANN | 115 TECHNOLOGH DRIVE SUITE A302 TRUMBULL, CT 06611 | AFLAC | — | — | $0 | 0.00% |
| MICHAEL REYES Filed as: MICHAEL ROBERTS | 110 LIMERICK RD FARFIELD, CT 06824 | AFLAC | — | — | $0 | 0.00% |
| SUSAN C BRIMHALL | 18167 US HIGHWAY 19 N STE 525 CLEARWATER, FL 33764 | AFLAC | — | — | $0 | 0.00% |
| SUSAN C BRIMHALL | 3921 CAPE SAN BLAS RD PORT SAINT JOE, FL 32456 | AFLAC | — | — | $0 | 0.00% |
| BRYCE DAVIES | 251 FARMINGTON ROAD RIDGEFIELD, CT 06877 | AFLAC | — | — | $0 | 0.00% |
| TYLER FRITZ | 7 TAMARACK RD MAHOPAC, NY 10541 | AFLAC | — | — | $0 | 0.00% |
| ROBERT JAMES LAMB Filed as: ROBERT LAMB | 181 DEEPWOOD DRIVE GUILFORD, CT 06437 | AFLAC | — | — | $0 | 0.00% |
| PROFESSIONAL GROUP PLANS INC Filed as: PROFESSIONAL GROUP PLANS | 225 WIRELESS BLVD SUITE 200 HAUPPAUGE, NY 11788 | FIRST RELIANCE STANDARD | $1K | — | $1K | 3.91% |
| RIM INSURANCE SERVICES | 21 ELM PLACE RYE, NY 10580 | ALLSTATE | $4K | — | $4K | — |
| HOWARD LABOW | 666 DUNDEE RD SUITE 1603 NORTHBROOK, IL 60062 | ALLSTATE | $449 | — | $449 | — |
| MARK EDWARD HATHAWAY Filed as: MARK FIEGOLI | 11 MARTINE AVE 6TH FLOOR WHITE PLAINS, NY 10606 | ALLSTATE | $280 | — | $280 | — |
| EDDY A SLOSHOWER | 40 BRANDY LANE WAPPINGERS FALLS, NY 12590 | ALLSTATE | $113 | — | $113 | — |
| EDWARD TAYLOR | 1929 KINNIKINNICK DR ERIE, CO 80516 | ALLSTATE | $31 | — | $31 | — |
| RALPH BORSELLA AGENCY | 21 ELM PLACE RYE, NY 10580 | ALLSTATE | — | — | $0 | — |
| NANCY PENA-KOHOUT | 2 BIRCHWAY DRIVE STONEY POINT, NY 10980 | ALLSTATE | — | — | $0 | — |
| SAMUEL TATUM | 117 S BALD HILL RAOD NEW CANAAN, CT 06840 | AFLAC | $2K | $151 | $2K | — |
| KENNETH PARSON | 43 NEW RHODODENDRON CHAPEL HILL, NC 27517 | AFLAC | $1K | $46 | $1K | — |
| JUSTIN GRIFFEY | 109 BOSTON POST RD SUITE 6-7 ORANGE, CT 06477 | AFLAC | $504 | $53 | $557 | — |
| JOANN AMEDOLA Filed as: JOANN AMENDOLA | 32 E PEMBROKE RD DANBURY, CT 06811 | AFLAC | $322 | $25 | $347 | — |
| ERIC S LENTZ Filed as: ERIC LENTZ | 11 PARSONS ST APT 2 HARRISON, NY 10528 | AFLAC | $293 | — | $293 | — |
| JEANMARIE MCLEAN | 71 RIDGECREST DR RIDGEFIELD, CT 06877 | AFLAC | $190 | — | $190 | — |
| BRIAN FAIN | 54 THIMBLE FARM RD BRANFORD, CT 06405 | AFLAC | $176 | — | $176 | — |
| MATTHEW G BERGER Filed as: MATTHEW BERGER | 1020 N DELAWARE AVE SUITE 4 A302 PHILADELPHIA, PA 19125 | AFLAC | $27 | — | $27 | — |
| THE HORTON GROUP Filed as: ALEX HORTON | 27 JENNIE LANE WESTPORT, CT 06880 | AFLAC | $26 | — | $26 | — |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 152 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 152 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Health (medical)(3 contracts, 2 carriers) | AFLAC | 69 | $79K |
| Dental | GUARDIAN | 152 | $111K |
| Life insurance(2 contracts, 2 carriers) | FIRST RELIANCE STANDARD | 101 | $34K |
| Other | FIRST RELIANCE STANDARD | 101 | $34K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 152 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.