| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| PETER H DODD3 Filed as: PETER DODD | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | PRUDENTIAL INSURANCE COMPANY OF AMERICA | $22K | — | $22K | 3.21% |
| WILLIAM H DODD3 Filed as: WILLIAM DODD | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | PRUDENTIAL INSURANCE COMPANY OF AMERICA | $22K | — | $22K | 3.21% |
| MERCER HEALTH AND BENEFITS, LLC3 | 125 OTTAWA AVE NW STE 400 CHICAGO, IL 60674 | PRUDENTIAL INSURANCE COMPANY OF AMERICA | $4K | — | $4K | 0.57% |
| AXA ASSISTANCE, USA5 | 122 SOUTH MICHIGAN AVENUE SUITE 1100 CHICAGO, IL 606036115 | PRUDENTIAL INSURANCE COMPANY OF AMERICA | — | $554 | $554 | 0.08% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | FIRST UNUM LIFE INSURANCE COMPANY | $4K | $1K | $5K | 1.41% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | FIRST UNUM LIFE INSURANCE COMPANY | $4K | $1K | $5K | 1.41% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $2K | $569 | $3K | 1.61% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $2K | $569 | $3K | 1.61% |
| AON CONSULTING INC3 | 29840 NETWORK PLACE CHICAGO, IL 60673 | HARTFORD LIFE AND ACCIDENT | $11K | — | $11K | 7.50% |
| AON CONSULTING INC3 | 29840 NETWORK PLACE CHICAGO, IL 606731299 | HARTFORD LIFE INSURANCE COMPANY | $9K | — | $9K | 7.50% |
| DODD CONSULTING, LLC3 | ONE LANDMARK SQUARE 8TH FLOOR STAMFORD, CT 069012603 | HYATT LEGAL PLANS | $5K | — | $5K | 7.57% |
| MERCER HEALTH AND BENEFITS, LLC3 | 4565 PAYSPHERE CIRCLE CHICAGO, IL 60674 | HYATT LEGAL PLANS | $423 | — | $423 | 0.66% |
| DODD CONSULTING, LLC3 | ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | ZURICH AMERICAN INSURANCE COMPANY | $8K | — | $8K | 14.90% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | $976 | $3K | 6.90% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | $63 | $2K | 4.60% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $823 | $823 | 2.07% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $2K | $807 | $2K | 6.85% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $2K | $54 | $2K | 4.78% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | — | $491 | $491 | 1.35% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | — | $3K | 8.37% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | — | $3K | 8.37% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $494 | $494 | 1.55% |
| AON CONSULTING INC3 | 29840 NETWORK PLACE CHICAGO, IL 606731299 | HARTFORD LIFE AND ACCIDENT | $897 | — | $897 | 4.00% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $627 | — | $627 | 8.52% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $627 | — | $627 | 8.52% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | — | $118 | $118 | 1.60% |
| AON CONSULTING INC3 | 29840 NETWORK PLACE CHICAGO, IL 606731299 | HARTFORD LIFE AND ACCIDENT | $193 | — | $193 | 4.00% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | FIRST UNUM LIFE INSURANCE COMPANY | $225 | $17 | $242 | 5.37% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | FIRST UNUM LIFE INSURANCE COMPANY | $225 | $17 | $242 | 5.37% |
| DODD CONSULTING, LLC3 | ONE LANDMARK SQUARE 8TH FLOOR STAMFORD, CT 069012603 | GERBER LIFE INSURANCE COMPANY | $441 | — | $441 | 14.99% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | -$50 | $130 | $80 | — |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET, SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | — | -$2 | -$2 | — |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | -$50 | $16 | -$34 | — |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,686 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 86 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 0 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 1,772 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance | PRUDENTIAL INSURANCE COMPANY OF AMERICA | 1,772 | $698K |
| Short-term disability(3 contracts, 2 carriers) | FIRST UNUM LIFE INSURANCE COMPANY | 1,316 | $539K |
| Long-term disability(7 contracts, 3 carriers) | FIRST UNUM LIFE INSURANCE COMPANY | 1,316 | $489K |
| Other(8 contracts, 6 carriers) | PRUDENTIAL INSURANCE COMPANY OF AMERICA | 2,316 | $1.1M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 2,316 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Primary broker changed. Recently changed advisors; vulnerable to a second-look pitch or hostile takeover.
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.