| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| PETER H DODD3 Filed as: PETER DODD | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | PRUDENTIAL INSURANCE COMPANY OF AMERICA | $8K | — | $8K | 1.75% |
| WILLIAM H DODD3 Filed as: WILLIAM DODD | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | PRUDENTIAL INSURANCE COMPANY OF AMERICA | $8K | — | $8K | 1.75% |
| AXA ASSISTANCE, USA5 | 122 SOUTH MICHIGAN AVENUE SUITE 1100 CHICAGO, IL 606036115 | PRUDENTIAL INSURANCE COMPANY OF AMERICA | — | $469 | $469 | 0.10% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $4K | $1K | $5K | 1.52% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $4K | $1K | $5K | 1.52% |
| AON CONSULTING INC3 | 29840 NETWORK PLACE CHICAGO, IL 606731299 | HARTFORD LIFE INSURANCE COMPANY | $19K | — | $19K | 7.50% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | PRUDENTIAL LIFE INSURANCE COMPANY OF AMERICA | $8K | — | $8K | 4.04% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | PRUDENTIAL LIFE INSURANCE COMPANY OF AMERICA | $8K | — | $8K | 4.04% |
| AXA ASSISTANCE, USA3 | 122 SOUTH MICHIGAN AVENUE SUITE 1100 CHICAGO, IL 606036115 | PRUDENTIAL LIFE INSURANCE COMPANY OF AMERICA | — | $469 | $469 | 0.23% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $2K | $548 | $3K | 1.98% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | UNUM LIFE INSURANCE COMPANY OF AMERICA | $2K | $548 | $3K | 1.98% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | FIRST UNUM LIFE INSURANCE COMPANY | $3K | $509 | $3K | 2.70% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | FIRST UNUM LIFE INSURANCE COMPANY | $3K | $509 | $3K | 2.70% |
| PETER H DODD3 | DODD CONSULTING, LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | ZURICH AMERICAN INSURANCE COMPANY | $5K | — | $5K | 7.50% |
| WILLIAM H DODD3 Filed as: WILLIAM DODD | DODD CONSULTING, LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | ZURICH AMERICAN INSURANCE COMPANY | $5K | — | $5K | 7.50% |
| DODD CONSULTING, LLC3 | ONE LANDMARK SQUARE 8TH FLOOR STAMFORD, CT 069012603 | HYATT LEGAL PLANS | $6K | — | $6K | 10.13% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | $1K | $4K | 7.28% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | $447 | $3K | 5.93% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $823 | $823 | 1.50% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $2K | $2K | $4K | 9.10% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $2K | $560 | $3K | 6.70% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | — | $869 | $869 | 1.98% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | — | $3K | 8.03% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | — | $3K | 8.03% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $363 | $363 | 1.04% |
| AON CONSULTING INC3 | 29840 NETWORK PLACE CHICAGO, IL 606731299 | HARTFORD LIFE AND ACCIDENT | $952 | — | $952 | 4.00% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $468 | — | $468 | 4.97% |
| PETER H DODD3 Filed as: PETER H DODDD | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 069012603 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $468 | — | $468 | 4.97% |
| M. FINANCIAL HOLDINGS INCORPORATED3 Filed as: M FINANICAL HOLDINGS INC | 1125 NW COACH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | — | $187 | $187 | 1.99% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $459 | — | $459 | 7.84% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $459 | — | $459 | 7.84% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | — | $117 | $117 | 2.00% |
| DODD CONSULTING, LLC3 | ONE LANDMARK SQUARE 8TH FLOOR STAMFORD, CT 069012603 | GERBER LIFE & ACCIDENT INSURANCE COMPANY | $485 | — | $485 | 14.99% |
| WILLIAM H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $96 | — | $96 | 4.38% |
| PETER H DODD3 | DODD CONSULTING LLC ONE LANDMARK SQUARE, 8TH FLOOR STAMFORD, CT 06901 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $96 | — | $96 | 4.38% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET, SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | — | $42 | $42 | 1.91% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,494 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 26 | Continuation coverage (COBRA, retiree health). |
| Retired/separated still eligible | 162 | Vested but not currently using benefits. |
| Total participants (= "Plan participants" tile) | 1,682 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance(2 contracts, 2 carriers) | PRUDENTIAL INSURANCE COMPANY OF AMERICA | 1,923 | $685K |
| Short-term disability(2 contracts, 2 carriers) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 1,222 | $262K |
| Long-term disability(7 contracts, 3 carriers) | UNUM LIFE INSURANCE COMPANY OF AMERICA | 1,506 | $504K |
| Other(6 contracts, 6 carriers) | PRUDENTIAL INSURANCE COMPANY OF AMERICA | 1,923 | $879K |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 1,923 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.