No brokers reported on this filing.
| Provider | Services | Address | Compensation |
|---|---|---|---|
| EMPIRE HEALTHCHOICE ASSURANCE INC. EIN 23-7391136 NONE | Claims processing; Contract Administrator; Other services; Float revenue; Recordkeeping and information management (computing, tabulating, data processing, etc.) Service code 12 | — | $8.2M |
| VIRGINIA & AMBINDER LLP EIN 13-4166736 ATTORNEY | Legal; Direct payment from the plan Service code 29 | — | $1.6M |
| SCHULTHEIS & PANETTIERI LLP EIN 13-1577780 NONE | Accounting (including auditing); Consulting (general); Direct payment from the plan Service code 10 | — | $1.2M |
| NOVAK FRANCELLA LLC EIN 61-1436956 NONE | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $1.2M |
| EXPRESS SCRIPTS INC EIN 22-3461740 NONE | Claims processing; Contract Administrator; Direct payment from the plan Service code 12 | — | $973K |
| KAUFF MCGUIRE & MARGOLIS LLP EIN 13-3573855 NONE | Legal; Direct payment from the plan Service code 29 | — | $672K |
| ADMINISTRATIVE SERVICES ONLY INC EIN 11-2995970 NONE | Direct payment from the plan; Contract Administrator; Claims processing Service code 12 | — | $511K |
| INNOVATIVE SOFTWARE SOLUTIONS INC. EIN 23-2182079 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $379K |
| DAVID STEWART EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $372K |
| THE SEGAL COMPANY (EASTERN STATES) EIN 13-1835864 NONE | Direct payment from the plan; Actuarial Service code 11 | — | $341K |
| ROBERT LESNIEWSKI EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $305K |
| MUNICIPAL ASSET MANAGEMENT EIN 13-3751894 NONE | Investment management; Investment management fees paid directly by plan; Investment management fees paid indirectly by plan Service code 28 | — | $258K |
| HARVARD PROTECTION SERVICES LLC EIN 13-4127048 SECURITY PROVIDER | Other services; Direct payment from the plan Service code 49 | — | $217K |
| FORD HARRISON LLP EIN 58-1314995 NONE | Consulting (general); Direct payment from the plan Service code 16 | — | $215K |
| DAVID JACOBSEN EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $174K |
| LAZARD ASSET MANAGEMENT LLC EIN 05-0530199 NONE | Investment management fees paid directly by plan; Investment management fees paid indirectly by plan; Soft dollars commissions; Investment management Service code 28 | — | $174K |
| CHARLES JACKSON EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $173K |
| BANK OF NEW YORK MELLON EIN 13-5160382 NONE | Direct payment from the plan; Investment management fees paid directly by plan; Shareholder servicing fees; Custodial (securities); Investment management fees paid indirectly by plan; Float revenue Service code 19 | — | $170K |
| EDMOND OSHANANI EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $139K |
| LUKE POWERS EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $135K |
| ROGER E. MAHER ARBITRATOR | Legal; Direct payment from the plan Service code 29 | 23 83RD STREET BROOKLYN, NY 11209 | $133K |
| WILMER CUTLER PICKERING HALE & DORR EIN 04-1409810 NONE | Legal; Direct payment from the plan Service code 29 | — | $133K |
| GINO FIACCO EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $131K |
| HEALTHCARE STRATEGIES INC. EIN 23-2848954 NONE | Direct payment from the plan; Consulting (general) Service code 16 | — | $129K |
| LUIS CORDERO EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $128K |
| FRANCES CONSIDINE EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $127K |
| BENJAMIN LAMBERT EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $121K |
| MARLENE GROSSMAN EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $115K |
| PAYDEN & RYGEL EIN 95-3921788 NONE | Investment management fees paid directly by plan; Investment management Service code 28 | — | $112K |
| DANIA RAMOS EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $110K |
| OLGA ALISHAYEVA EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $105K |
| BRYCE HERNSDORF EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $98K |
| KRISTIN O'BRIEN EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $95K |
| SCOTT ROSNER EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $94K |
| GINA LACEY EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $88K |
| STATE STREET GLOBAL ADVISORS EIN 04-1867445 NONE | Investment management fees paid directly by plan; Investment management; Custodial (other than securities); Custodial (securities); Investment management fees paid indirectly by plan Service code 18 | — | $88K |
| VIRGINIA GRAHAM EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $87K |
| SEGAL SELECT INSURANCE SERVICES EIN 46-0619194 NONE | Insurance brokerage commissions and fees; Insurance agents and brokers Service code 22 | — | $84K |
| THE CONNOLLY LAW FIRM P.C. NONE | Legal; Direct payment from the plan Service code 29 | 170 OLD COUNTRY ROAD SUITE 200 MINEOLA, NY 11501 | $84K |
| EILEEN SCHILLING EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $82K |
| CHRISTOPHER OZARD EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $81K |
| JOSEPH EPSTEIN EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $81K |
| JILLIAN PADULA EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $80K |
| GERARD MINETELLO EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $79K |
| SCOTT SORGE EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $79K |
| TAMMY MOY EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $78K |
| SENADA VELAJ EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $77K |
| MATTHEW MCMAHON EIN 13-5615576 NONE | Direct payment from the plan; Employee (plan) Service code 30 | — | $77K |
| EDWARD KISLIK EIN 13-5615576 NONE | Employee (plan); Direct payment from the plan Service code 30 | — | $76K |
| KENNEDY JENNIK & MURRAY P.C. EIN 25-1919594 NONE | Legal; Direct payment from the plan Service code 29 | — | $76K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 14,805 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 6,287 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 21,092 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Dental | AETNA LIFE INSURANCE CO. | 46,945 | $8.9M |
| Other | THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | 45,224 | $2.1M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 46,945 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker comp is under 1% of premium on a >$1M plan. Plan may be flying solo or paying a flat fee — consultant sales target.
Filing reports zero broker compensation on a plan over 100 participants. Likely direct-write or unreported — worth a knock.