| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| DANIEL TONEY3 Filed as: DANIEL C. TONEY | 101 LARKSPUR LANDING CIRCLE SUITE 116 LARKSPUR, CA 94939 | FIRST UNUM LIFE INSURANCE COMPANY | $36K | $8K | $44K | 2.74% |
| JONATHAN MILLER3 | 160 WEST END AVE APT 7C NEW YORK, NY 10023 | FIRST UNUM LIFE INSURANCE COMPANY | $5K | — | $5K | 0.31% |
| ROBERT A. MILLER3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | FIRST UNUM LIFE INSURANCE COMPANY | $5K | — | $5K | 0.31% |
| LLOYD POMERANTZ3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | FIRST UNUM LIFE INSURANCE COMPANY | $5K | — | $5K | 0.31% |
| NYLIFE SECURITIES LLC3 Filed as: NYLIFE SECURITIES, LLC | ATTN MARK BADLU 51 MADISON AVE, ROOM 606 NEW YORK, NY 10010 | FIRST UNUM LIFE INSURANCE COMPANY | — | $4K | $4K | 0.25% |
| MATTHEW POMERANTZ3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | FIRST UNUM LIFE INSURANCE COMPANY | $4K | — | $4K | 0.24% |
| STEVEN WIGHT3 | 101 LARKSPUR LANDING CIR STE 1 LARKSPUR, CA 94639 | FIRST UNUM LIFE INSURANCE COMPANY | — | $2K | $2K | 0.12% |
| DANIEL TONEY3 Filed as: DANIEL TONEY C/O TCS INS AGENCY | 101 LARKSPUR LANDING CIRCLE SUITE 116 LARKSPUR, CA 94939 | EXCEPTIONAL RISK ADVISORS | $84K | — | $84K | 15.00% |
| M FINANCIAL HOLDINGS INC3 Filed as: M. FINANCIAL GROUP | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97290 | EXCEPTIONAL RISK ADVISORS | $17K | — | $17K | 3.00% |
| DANIEL TONEY3 | 101 LARKSPUR LANDING CIRCLE,STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $55K | $8K | $63K | 12.25% |
| TCS INSURANCE AGENCY INC3 Filed as: TCS INSURANCE AGENCY INC. | DBA TRADEMARK CAPITAL SERVICES 101 LARKSPUR LANDING CIRCLE,STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $5K | $31K | $36K | 7.00% |
| LLOYD POMERANTZ3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $7K | $7K | $14K | 2.73% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH ST STE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $13K | $13K | 2.55% |
| JONATHAN MILLER3 | 160 WEST END AVE APT 7C NEW YORK, NY 10023 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $7K | — | $7K | 1.33% |
| ROBERT MILLER3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $7K | — | $7K | 1.33% |
| MATTHEW POMERANTZ3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $4K | — | $4K | 0.82% |
| SIDNEY MILLER3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $1K | — | $1K | 0.21% |
| FREDERICK W. HOWARTH III3 Filed as: FREDERICK WILLIAM HOWARTH III | DBA TBG WEST INSURANCE SERVICES 6077 BRISTOL PARKWAY CULVER CITY, CA 90230 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $61 | $4 | $65 | 0.01% |
| DANIEL TONEY3 | 101 LARKSPUR LANDING CIR.,STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $33K | — | $33K | 10.82% |
| M. FINANCIAL HOLDINGS INCORPORATED3 Filed as: M FINANCIAL HOLDSINS INC | STE 900 1125 NW COUCH ST PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $4K | $4K | 1.31% |
| JONATHAN MILLER3 | 160 WEST END AVENUE APT 7C NEW YORK, NY 10023 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $4K | — | $4K | 1.22% |
| ROBERT MILLER3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $4K | — | $4K | 1.22% |
| LLOYD POMERANTZ3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | — | $3K | 1.07% |
| SIDNEY MILLER3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | — | $3K | 1.06% |
| MATTHEW POMERANTZ3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $33 | — | $33 | 0.01% |
| DANIEL TONEY3 | 101 LARKSPUR LANDING CIR, STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $24K | $1K | $25K | 9.98% |
| TCS INSURANCE AGENCY INC3 | DBA TRADEMARK CAPITAL SERVICES 101 LARKSPUR LANDING CIR, STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $12K | $12K | 4.64% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $5K | $5K | 2.13% |
| LLOYD POMERANTZ3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | $2K | $5K | 1.81% |
| FREDERICK W. HOWARTH III3 Filed as: FREDERICK HOWARTH | DBA TBG WEST INSURANCE SERVICES 6077 BRISTOL PARKWAY CULVER CITY, CA 90230 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | $1K | $3K | 1.39% |
| JONATHAN MILLER3 | 160 WEST END AVE APT 7C NEW YORK, NY 10023 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | — | $2K | 1.00% |
| ROBERT MILLER3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | — | $2K | 0.98% |
| SIDNEY MILLER3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $1K | — | $1K | 0.50% |
| MATTHEW POMERANTZ3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $796 | — | $796 | 0.32% |
| HENRY MOYER3 | 350 HUDSON ST. 4TH FL NEW YORK, NY 10014 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $266 | — | $266 | 0.11% |
| FRENKEL BENEFITS LLC3 | 350 HUDSON STREET, 4TH FLOOR NEW YORK, NY 10014 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $147 | $147 | 0.06% |
| DANIEL TONEY3 | 101 LARKSPUR LANDING CIR, STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $20K | $2K | $22K | 11.90% |
| TCS INSURANCE AGENCY INC3 | DBA TRADEMARK CAPITAL SERVICES 101 LARKSPUR LANDING CIR, STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $1K | $9K | $11K | 5.63% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH ST, STE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $5K | $5K | 2.46% |
| LLOYD POMERANTZ3 | 120 BROADWAY 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | $2K | $5K | 2.44% |
| JONATHAN MILLER3 | 160 WEST END AVENUE APT 7C NEW YORK, NY 10023 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | — | $2K | 1.33% |
| ROBERT MILLER3 | 120 BROADWAY 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | — | $2K | 1.33% |
| MATTHEW POMERANTZ3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $2K | — | $2K | 0.83% |
| SIDNEY MILLER3 | 120 BROADWAY 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $349 | — | $349 | 0.19% |
| AON CONSULTING INC3 | 29840 NETWORK PLACE CHICAGO, IL 60673 | FIRST UNUM LIFE INSURANCE COMPANY | $6K | $505 | $6K | 4.83% |
| HENRY MOYER3 | FRENKEL BENEFITS 350 HUDSON STREET, 4TH FLOOR NEW YORK, NY 10014 | FIRST UNUM LIFE INSURANCE COMPANY | $223 | — | $223 | 0.17% |
| DANIEL TONEY3 | 101 LARKSPUR LANDING CIRCLE,STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $12K | — | $12K | 10.78% |
| JONATHAN MILLER3 | 160 WEST END AVE APT 7C NEW YORK, NY 10023 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $1K | — | $1K | 1.23% |
| ROBERT A. MILLER3 | 120 BROADWAY, 29TH FL NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $1K | — | $1K | 1.23% |
| LLOYD M. POMERTANZ3 | 120 BROADWAY, 29TH FL NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $1K | — | $1K | 1.07% |
| SIDNEY M. MILLER3 | 120 BROADWAY, 29TH FL NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $1K | — | $1K | 1.06% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH ST, STE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $13 | $13 | 0.01% |
| MATTHEW POMERANTZ3 | 120 BROADWAY, 29TH FL NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $8 | — | $8 | 0.01% |
| AON CONSULTING INC3 | 29840 NETWORK PLACE CHICAGO, IL 60673 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | $1K | $4K | 9.70% |
| JONATHAN MILLER3 | 160 WEST END AVENUE, APT 7C NEW YORK, NY 10023 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $943 | — | $943 | 2.31% |
| FREDERICK W. HOWARTH III3 Filed as: FREDERICK HOWARTH | DBA TBG WEST INSURANCE SERVICES 6077 BRISTOL PARKWAY CULVER CITY, CA 90230 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $495 | $495 | 1.21% |
| AON CONSULTING INC3 Filed as: AON CONSULTING EXB | P.O. BOX 905494 CHARLOTTE, NC 28290 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $161 | $20 | $181 | 0.44% |
| SHANNON, HAROLD, PHILIP3 | 9 W BROAD STREET SUITE 600 STAMFORD, CT 06902 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $88 | — | $88 | 0.22% |
| M FINANCIAL HOLDINGS INC3 Filed as: M. FINANCIAL HOLDINGS INC | STE 900, 1125 NW COUCH ST PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $57 | $57 | 0.14% |
| TCS INSURANCE AGENCY INC3 | DBA TRADEMARK CAPITAL SERVICES 101 LARKSPUR LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $9 | $9 | 0.02% |
| DANIEL TONEY3 Filed as: DANIEL C TONEY | 101 LARKSPUR LANDING CIRCLE SUITE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $4 | $4 | $8 | 0.02% |
| ROBERT MILLER3 | 120 BROADWAY 29TH FL NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $4 | — | $4 | 0.01% |
| LLOYD POMERANTZ3 | 120 BROADWAY 29TH FL NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $4 | — | $4 | 0.01% |
| MATTHEW POMERANTZ3 | 120 BROADWAY 29TH FL NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3 | — | $3 | 0.01% |
| DANIEL TONEY3 | 101 LARKSPUR LANDING CIR, STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $3K | $289 | $3K | 11.77% |
| TCS INSURANCE AGENCY INC3 | DBA TRADEMARK CAPITAL SERVICES 101 LARKSPUR LANDING CIR, STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $269 | $1K | $2K | 5.83% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH ST SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $681 | $681 | 2.56% |
| ROBERT MILLER3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $299 | — | $299 | 1.12% |
| JONATHAN MILLER3 | 160 WEST END AVE APT 7C NEW YORK, NY 10023 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $299 | — | $299 | 1.12% |
| LLOYD POMERANTZ3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $289 | — | $289 | 1.09% |
| MATTHEW POMERANTZ3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $221 | — | $221 | 0.83% |
| SIDNEY MILLER3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $54 | — | $54 | 0.20% |
| DANIEL TONEY3 Filed as: DANIEL C TONEY | 101 LARKSPUR LANDING CIR., STE 116 LARKSPUR, CA 94939 | FIRST UNUM LIFE INSURANCE COMPANY | $719 | $64 | $783 | 4.16% |
| JONATHAN MILLER3 | 160 WEST END AVE APT 7C NEW YORK, NY 10023 | FIRST UNUM LIFE INSURANCE COMPANY | $149 | — | $149 | 0.79% |
| ROBERT A. MILLER3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | FIRST UNUM LIFE INSURANCE COMPANY | $149 | — | $149 | 0.79% |
| LLOYD POMERANTZ3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | FIRST UNUM LIFE INSURANCE COMPANY | $149 | — | $149 | 0.79% |
| MATTHEW POMERANTZ3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | FIRST UNUM LIFE INSURANCE COMPANY | $112 | — | $112 | 0.60% |
| NYLIFE SECURITIES LLC3 | ATTN MARK BADLU 51 MADISON AVE, RM 606 NEW YORK, NY 10010 | FIRST UNUM LIFE INSURANCE COMPANY | — | $46 | $46 | 0.24% |
| STEVEN CHRISTOPHER WIGHT3 Filed as: STEVEN C. WIGHT | 101 LARKSPUR LANDING CIR , STE 1 LARKSPURE, CA 94939 | FIRST UNUM LIFE INSURANCE COMPANY | — | $44 | $44 | 0.23% |
| AON CONSULTING INC3 Filed as: AON CONSULTING, INC | 200 E RANDOLPH ST CHICAGO, IL 60601 | THE PAUL REVERE LIFE INSURANCE COMPANY | $148 | — | $148 | 1.62% |
| INTEGRO INSURANCE BROKERS3 Filed as: INTEGRO USA INC. | 3500 LENOX ROAD SUITE 1600 ATLANTA, GA 30326 | THE PAUL REVERE LIFE INSURANCE COMPANY | $43 | — | $43 | 0.47% |
| KIM NATOVITZ CUTLER3 | STE 190 6550 ROCK SPRING DR BETHESDA, MD 20817 | THE PAUL REVERE LIFE INSURANCE COMPANY | $24 | — | $24 | 0.26% |
| DANIEL TONEY3 | 101 LARKSPUR LANDING CIR, STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $624 | $150 | $774 | 8.92% |
| TCS INSURANCE AGENCY INC3 | DBA TRADEMARK CAPITAL SERVICES 101 LARKSPUR LANDING CIR, STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $596 | $596 | 6.87% |
| LLOYD POMERANTZ3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $66 | $130 | $196 | 2.26% |
| M FINANCIAL HOLDINGS INC3 | 1125 NW COUCH STREET,STE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $134 | $134 | 1.54% |
| JONATHAN MILLER3 | 160 WEST END AVE APT 7C NEW YORK, NY 10023 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $68 | — | $68 | 0.78% |
| ROBERT MILLER3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $68 | — | $68 | 0.78% |
| MATHEW POMERANTZ3 | 120 BROADWAY, 29TH FL NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $38 | — | $38 | 0.44% |
| SIDNEY MILLER3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $15 | — | $15 | 0.17% |
| REUBEN WARNER ASSOCIATES, INC.3 Filed as: THE L WARNER COMPANY INC. | 9690 DEERECO ROAD SUITE 650 TIMONIUM, MD 21093 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $706 | — | $706 | 17.74% |
| M FINANCIAL HOLDINGS INC3 Filed as: M FINANCIAL HOLDINGS INC. | 1125 NW COUCH STREET SUITE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | — | $70 | $70 | 1.76% |
| DANIEL TONEY3 | 101 LARKSPUR LANDING CIR, STE 116 LARKSPUR, CA 94939 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $392 | — | $392 | 12.96% |
| ROBERT MILLER3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $45 | — | $45 | 1.49% |
| JONATHAN MILLER3 Filed as: JONATHAN H. MILLER | 160 WEST END AVE APT 7C NEW YORK, NY 10023 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $45 | — | $45 | 1.49% |
| LLOYD POMERANTZ3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $41 | — | $41 | 1.36% |
| SIDNEY MILLER3 | 120 BROADWAY, FLOOR 29 NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $27 | — | $27 | 0.89% |
| M FINANCIAL HOLDINGS INC3 Filed as: M FINANCIAL | 1125 NW COUCH STREET, STE 900 PORTLAND, OR 97209 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | — | $16 | $16 | 0.53% |
| MATTHEW POMERANTZ3 | 120 BROADWAY, 29TH FLOOR NEW YORK, NY 10271 | PROVIDENT LIFE AND CASUALTY INSURANCE COMPANY | $10 | — | $10 | 0.33% |
| ROBERT ROBERTORY3 | NORTHWESTERN MUTUAL 10306 EATON PL, STE 420 FAIRFAX, VA 22030 | PROVIDENT LIFE AND ACCIDENT INSURANCE COMPANY | $16 | — | $16 | 2.57% |
| FRENKEL BENEFITS LLC3 | 350 HUDSON STREET, 4TH FL NEW YORK, NY 10014 | UNUM LIEF INSURANCE COMPANY OF AMERICA | — | $123 | $123 | 32.80% |
| KIM NATOVITZ CUTLER3 | STE 190 6550 ROCK SPRING DRIVE BETHESDA, MD 20817 | UNUM LIEF INSURANCE COMPANY OF AMERICA | $4 | — | $4 | 1.07% |
| NFP INSURANCE SERVICES INC3 Filed as: MANAGEMENT COMPENSATION GROUP | STE 701 55 BROADWAY NEW YORK, NY 10006 | PROVIDENT LIFE AND CASUALITY INSURANCE COMPANY | $16 | $7 | $23 | 10.75% |
| MCKILLOP, ROBERT, EMMETT3 | STE 270 9301 SW FREEWAY HOUSTON, TX 77074 | PROVIDENT LIFE AND CASUALITY INSURANCE COMPANY | $16 | — | $16 | 7.48% |
| WORTHAM SAN ANTONIO INC3 Filed as: JOHN L. WORTHAM & SON LLP | P.O. BOX 301598 DALLAS, TX 75303 | PROVIDENT LIFE AND CASUALITY INSURANCE COMPANY | — | $2 | $2 | 0.93% |
| NFP INSURANCE SERVICES INC3 | BLDG 2 STE 125 1250 CAPITAL OF TEXAS HWY AUSTIN, TX 78746 | PROVIDENT LIFE AND CASUALITY INSURANCE COMPANY | — | $2 | $2 | 0.93% |
No Schedule C service providers reported on this filing.
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 1,866 | Currently employed and enrolled or eligible. |
| Total participants (= "Plan participants" tile) | 1,866 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Short-term disability(14 contracts, 5 carriers) | FIRST UNUM LIFE INSURANCE COMPANY | 1,678 | $3.2M |
| Long-term disability(15 contracts, 6 carriers) | FIRST UNUM LIFE INSURANCE COMPANY | 1,678 | $3.2M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 1,678 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
Broker compensation exceeds 5% of premium. Either a small-plan minimum-fee dynamic or an inefficient broker structure ripe for a counter-bid.