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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $1,236,403 |
Service code 16 · EIN 53-0181291 | Consulting | $98,473 |
Filed as: LOCKTON COMPANIES, LLC Service code 16 · EIN 20-5846186 | Consulting | $35,325 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,036 | $89,433-30.6% | $69,888-11.2% | $89,433-30.6% |
| Participation rate | 81.0% | 71.3%+9.8pp | 70.5%+10.5pp | 71.3%+9.8pp |
| Annual return | -16.08% | -11.88%-4.2pp | 190.87%-206.9pp | -11.88%-4.2pp |
| Employer contribution / active EE | $2,792 | $3,021-7.6% | $2,560+9.0% | $3,021-7.6% |
| Participant deferral / active EE | $3,782 | $5,125-26.2% | $3,849-1.7% | $5,125-26.2% |
| Admin fee / account holder | $59 | $79-25.8% | $6,267-99.1% | $79-25.8% |